LEVEL FOUR FINANCIAL, LLC

Business address
12400 Coit Road, Suite 700, Dallas, TX, 75251
Top securities (13F)
AAPL, MSFT, SCHD, AMZN, CFA, ISTB, BSV, VTI, IVV, GOOG, MOAT, META, QQQ, VOO, ABBV, XOM, MGC, VUG, JPM, and JOE
State of incorporation
AL
Fiscal year end
31 December
Former names
HARBOR FINANCIAL SERVICES, LLC (to 10 May 2021), HARBOR FINANCIAL SERVICES LLC (to 26 Feb 2004), BURTON ROE J & CO INC /BD (to 04 Mar 2003)
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LEVEL FOUR FINANCIAL, LLC has filed 66 SEC EDGAR filings since 12 Mar 2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 31 Mar 2025 31 Dec 2024 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 31 Mar 2025 31 Dec 2024 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2024 31 Dec 2023 008-41965
X-17A-5 Open Document Open Filing 31 Mar 2023 31 Dec 2022 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 15 Apr 2022 31 Dec 2021 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 15 Apr 2022 31 Dec 2021 008-41965
13F-HR Open Document Open Filing 12 Oct 2021 30 Sep 2021 028-20735
13F-HR Open Document Open Filing 09 Aug 2021 30 Jun 2021 028-20735
13F-HR Open Document Open Filing 10 May 2021 31 Mar 2021 028-20735
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2021 31 Dec 2020 008-41965
13F-HR Open Document Open Filing 12 Feb 2021 31 Dec 2020 028-20735
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Jan 2021 31 Dec 2020 008-41965
MA-W Open Document Open Filing 03 Aug 2020 867-01344
MA-I/A Open Document Open Filing 03 Aug 2020 868-04454
MA-A Open Document Open Filing 17 Jun 2020 31 Dec 2019 867-01344
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2020 31 Dec 2019 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2020 31 Dec 2019 008-41965
MA-A Open Document Open Filing 29 Mar 2019 31 Dec 2018 867-01344
X-17A-5 Open Document Open Filing 01 Mar 2019 31 Dec 2018 008-41965
MA-I/A Open Document Open Filing 01 Aug 2018 868-04454
MA/A Open Document Open Filing 31 Jul 2018 867-01344
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2018 31 Dec 2017 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2018 31 Dec 2017 008-41965
MA-A Open Document Open Filing 25 Jan 2018 31 Dec 2017 867-01344
MA/A Open Document Open Filing 17 Aug 2017 867-01344
MA-I/A Open Document Open Filing 17 Aug 2017 868-04454
MA-I/A Open Document Open Filing 17 Aug 2017 868-04454
MA-I/A Open Document Open Filing 17 Aug 2017 868-04454
MA-I/A Open Document Open Filing 17 Aug 2017 868-04454
MA-I/A Open Document Open Filing 17 Aug 2017 868-04454
144 Open Document Open Filing 28 Apr 2017
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2017 31 Dec 2016 008-41965
MA-I/A Open Document Open Filing 24 Jan 2017 868-04454
MA-A Open Document Open Filing 19 Jan 2017 31 Dec 2016 867-01344
MA-A Open Document Open Filing 11 Aug 2016 31 Dec 2015 867-01344
MA/A Open Document Open Filing 09 Aug 2016 867-01344
MA-I/A Open Document Open Filing 08 Aug 2016 868-04454
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 26 Feb 2016 31 Dec 2015 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 26 Feb 2016 31 Dec 2015 008-41965
MA/A Open Document Open Filing 19 Oct 2015 867-01344
MA-I/A Open Document Open Filing 16 Oct 2015 868-04454
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-41965
MA Open Document Open Filing 12 Dec 2014 867-01344
MA-I Open Document Open Filing 31 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
MA-I Open Document Open Filing 30 Oct 2014 868-04454
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-41965