Filer Snapshot

OSAIC WEALTH, INC. SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0000837933.

Entity Type

Company

Total Filings

38

Latest Filing

26 Feb 2026

Industry

n/a

Save this filer page for the next filing cycle

Keep this page in your research queue, then return to compare new filings with prior context.

Save and revisit

Save this filer page

Create a free account to keep this page in your watchlists and return after a new SEC filing changes the record here.

Create free account to save and revisit this page

Best next steps

Start with the latest filings table, then open the strongest context page for this filer.

  • Use the filings table to verify the newest submission, form type, and report period.
  • Open the deeper context page only when this filer actually has insider or ownership signal.
Go to latest filings table Browse SEC filer directory
Source: SEC filing X-17A-5

X-17A-5 filed on 26 Feb 2026 for CIK 0000837933.

View Source Filing
Business address
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
State of incorporation
DE
Fiscal year end
30 September
Former names
ROYAL ALLIANCE ASSOCIATES, INC. (to 28 Feb 2023), ROYAL ALLIANCE ASSOCIATES INC /BD (to 01 Mar 2002)

Quick Takeaways

  • OSAIC WEALTH, INC. is an SEC filer tracked under CIK 0000837933.
  • 38 filings are listed on this profile.
  • Common form coverage includes X-17A-5, 13F-NT, N-PX and more.

What Changed

  • Latest filing: X-17A-5 filed on 26 Feb 2026.
  • Report period: 31 Dec 2025.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC filing X-17A-5

X-17A-5 filed on 26 Feb 2026 for CIK 0000837933.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed X-17A-5 can change the filing history, ownership context, or next research path for OSAIC WEALTH, INC..

Latest source-backed update
X-17A-5 filed 26 Feb 2026
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: X-17A-5 filed 26 Feb 2026.
  • Save this filer if you want a stable place to return after the next filing cycle.
  • Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Jump to save and follow actions Open latest filings table

Latest update

What changed recently for OSAIC WEALTH, INC.

New filing available

Latest 13F period: Q4 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

17 Feb 2026

Page type

Filer profile

Latest period

Q4 2025

Institutional portfolio context was refreshed from a 13F filing filed on 17 Feb 2026.

Open filer profile Browse recent public updates

Benchmark Context

Benchmark context for this company

OSAIC WEALTH, INC. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q4 2025. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

Open company facts Browse metric rankings

Filer Overview

OSAIC WEALTH, INC. has filed 38 SEC EDGAR filings since 01 Mar 2002. Common forms include X-17A-5, 13F-NT, N-PX, X-17A-5/A and more.

Latest 13F filings

Latest Filings

Recent SEC filings for OSAIC WEALTH, INC. with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2026 31 Dec 2025 008-40218
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2026 31 Dec 2025 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-24468
N-PX Open N-PX document View SEC filing for N-PX 21 Aug 2025 30 Jun 2025 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2025 30 Jun 2025 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2025 31 Mar 2025 028-24468
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 25 Feb 2025 31 Dec 2024 008-40218
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2025 31 Dec 2024 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2024 30 Sep 2024 028-24468
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2024 31 Dec 2023 008-40218
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 28 Feb 2023 31 Dec 2022 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2023 31 Dec 2022 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 25 Feb 2022 31 Dec 2021 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2021 31 Dec 2020 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2020 31 Dec 2019 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2019 31 Dec 2018 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Apr 2018 31 Dec 2017 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Mar 2017 31 Dec 2016 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2016 31 Dec 2015 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 04 Mar 2015 31 Dec 2014 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 08 Mar 2010 31 Dec 2009 008-40218

About this filer

OSAIC WEALTH, INC. files with the SEC under CIK 0000837933. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.