OSAIC WEALTH, INC. SEC EDGAR Filings (CIK 0000837933)

SEC EDGAR filings, ownership reports, and insider transactions for OSAIC WEALTH, INC..

Business address
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
State of incorporation
DE
Fiscal year end
30 September
Former names
ROYAL ALLIANCE ASSOCIATES, INC. (to 28 Feb 2023), ROYAL ALLIANCE ASSOCIATES INC /BD (to 01 Mar 2002)
⭐ Add to watchlist ⭐
OSAIC WEALTH, INC. has filed 37 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Recent SEC filings for OSAIC WEALTH, INC. including 13F-NT, N-PX, X-17A-5 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2026 31 Dec 2025 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-24468
N-PX Open N-PX document View SEC filing for N-PX 21 Aug 2025 30 Jun 2025 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2025 30 Jun 2025 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2025 31 Mar 2025 028-24468
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 25 Feb 2025 31 Dec 2024 008-40218
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2025 31 Dec 2024 028-24468
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2024 30 Sep 2024 028-24468
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2024 31 Dec 2023 008-40218
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 28 Feb 2023 31 Dec 2022 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2023 31 Dec 2022 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 25 Feb 2022 31 Dec 2021 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2021 31 Dec 2020 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2020 31 Dec 2019 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2019 31 Dec 2018 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Apr 2018 31 Dec 2017 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Mar 2017 31 Dec 2016 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2016 31 Dec 2015 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 04 Mar 2015 31 Dec 2014 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-40218
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 08 Mar 2010 31 Dec 2009 008-40218

About this filer

OSAIC WEALTH, INC. files with the SEC under CIK 0000837933. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages