BMO CAPITAL MARKETS CORP. SEC EDGAR Filings (CIK 0000772028)

SEC EDGAR filings, ownership reports, and insider transactions for BMO CAPITAL MARKETS CORP..

Business address
151 West 42 Nd Street, New York, NY, 10036
State of incorporation
DE
Fiscal year end
31 December
Former names
HARRIS NESBITT CORP. (to 01 Mar 2006), GERARD KLAUER MATTISON & CO., INC. (to 03 Mar 2003)
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BMO CAPITAL MARKETS CORP. has filed 86 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Recent SEC filings for BMO CAPITAL MARKETS CORP. including X-17A-5, 13F-NT, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Feb 2026 31 Dec 2025 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Feb 2026 31 Dec 2025 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2025 30 Sep 2025 028-17436
N-PX Open N-PX document View SEC filing for N-PX 28 Aug 2025 30 Jun 2025 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Jul 2025 30 Jun 2025 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Apr 2025 31 Mar 2025 028-17436
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 10 Mar 2025 31 Dec 2024 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 03 Mar 2025 31 Dec 2024 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2024 30 Sep 2024 028-17436
N-PX Open N-PX document View SEC filing for N-PX 27 Aug 2024 30 Jun 2024 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Jul 2024 30 Jun 2024 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Apr 2024 31 Mar 2024 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2024 31 Dec 2023 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jan 2024 31 Dec 2023 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2023 30 Sep 2023 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2023 30 Jun 2023 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Apr 2023 31 Mar 2023 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 14 Mar 2023 31 Dec 2022 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2023 31 Dec 2022 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jan 2023 31 Dec 2022 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2022 30 Sep 2022 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Aug 2022 30 Jun 2022 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2022 31 Mar 2022 028-17436
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2022 31 Dec 2021 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Feb 2022 31 Dec 2021 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 03 Jan 2022 31 Dec 2021 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2021 30 Sep 2021 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2021 30 Jun 2021 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2021 31 Mar 2021 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2021 31 Dec 2020 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2021 31 Dec 2020 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2021 31 Dec 2020 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2020 30 Sep 2020 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2020 30 Jun 2020 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2020 31 Mar 2020 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2020 31 Dec 2019 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Feb 2020 31 Dec 2019 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2019 30 Sep 2019 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Aug 2019 30 Jun 2019 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2019 31 Mar 2019 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2019 31 Dec 2018 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2019 31 Dec 2018 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2018 30 Sep 2018 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Aug 2018 30 Jun 2018 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 24 Apr 2018 31 Mar 2018 028-17436
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2018 31 Dec 2017 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2018 31 Dec 2017 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2017 30 Sep 2017 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jul 2017 30 Jun 2017 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2017 31 Mar 2017 028-17436
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2017 31 Dec 2016 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2017 31 Dec 2016 008-34344
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2017 31 Dec 2016 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Nov 2016 30 Sep 2016 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Aug 2016 30 Jun 2016 028-17436
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2016 31 Mar 2016 028-17436
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 29 Feb 2016 31 Dec 2015 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2011 31 Dec 2010 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2011 31 Dec 2010 008-34344
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A AUTO-GENERATED PAPER DOCUMENT 08 Apr 2010 31 Dec 2009 008-34344
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-34344
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-34344

About this filer

BMO CAPITAL MARKETS CORP. files with the SEC under CIK 0000772028. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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