Ashton Thomas Securities, Llc

Business address
200 Canal View Blvd., Ste. 204, Rochester, NY, 14623
Top securities (13F)
VOO, OMFL, NVDA, IVV, XLG, MSFT, IEMG, VEA, IUSB, AGG, IEFA, IMFL, META, AAPL, VTEB, V, ORCL, AMZN, GOVI, and DYNF
State of incorporation
DE
Fiscal year end
31 December
Former names
EXCEL SECURITIES & ASSOCIATES, INC. (to 22 Mar 2024), EXCEL SECURITIES & ASSOCIATES INC/NY/ /BD (to 06 Feb 2002)
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Ashton Thomas Securities, Llc has filed 38 SEC EDGAR filings since 06 Feb 2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open Document Open Filing 27 Oct 2025 30 Sep 2025 028-24293
13F-HR Open Document Open Filing 21 Jul 2025 30 Jun 2025 028-24293
13F-HR Open Document Open Filing 15 May 2025 31 Mar 2025 028-24293
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 21 Mar 2025 31 Dec 2024 008-34261
X-17A-5 Open Document Open Filing 21 Mar 2025 31 Dec 2024 008-34261
13F-HR Open Document Open Filing 11 Feb 2025 31 Dec 2024 028-24293
13F-HR Open Document Open Filing 04 Nov 2024 30 Sep 2024 028-24293
N-PX Open Document Open Filing 30 Aug 2024 30 Jun 2024 028-24293
13F-HR Open Document Open Filing 13 Aug 2024 30 Jun 2024 028-24293
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 22 Mar 2024 31 Dec 2023 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 15 Feb 2023 31 Dec 2022 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 22 Feb 2022 31 Dec 2021 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 22 Feb 2022 31 Dec 2021 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 26 Feb 2021 30 Dec 2020 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 26 Feb 2021 31 Dec 2020 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 25 Feb 2020 31 Dec 2019 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 25 Feb 2020 31 Dec 2019 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2018 31 Dec 2017 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2018 31 Dec 2017 008-34261
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 24 Feb 2017 31 Dec 2016 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 24 Feb 2017 31 Dec 2016 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 25 Feb 2016 31 Dec 2015 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-34261
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 26 Feb 2014 31 Dec 2013 008-34261