ASHTON THOMAS SECURITIES, LLC SEC EDGAR Filings (CIK 0000771572)

SEC EDGAR filings, ownership reports, and insider transactions for ASHTON THOMAS SECURITIES, LLC.

Business address
200 Canal View Blvd., Ste. 204, Rochester, NY, 14623
Top securities (13F)
VOO, OMFL, NVDA, XLG, MSFT, VEA, IMFL, META, AAPL, AMZN, GOOGL, VCIT, VTEB, DYNF, DBMF, BRKB, GTO, FMHI, TSLA, and MCK
State of incorporation
DE
Fiscal year end
31 December
Former names
EXCEL SECURITIES & ASSOCIATES, INC. (to 22 Mar 2024), EXCEL SECURITIES & ASSOCIATES INC/NY/ /BD (to 06 Feb 2002)
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ASHTON THOMAS SECURITIES, LLC has filed 39 SEC EDGAR filings since 06 Feb 2002

Latest Filings

Recent SEC filings for ASHTON THOMAS SECURITIES, LLC including 13F-HR, FOCUSN, X-17A-5 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Feb 2026 31 Dec 2025 028-24293
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Oct 2025 30 Sep 2025 028-24293
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Jul 2025 30 Jun 2025 028-24293
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-24293
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 21 Mar 2025 31 Dec 2024 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 21 Mar 2025 31 Dec 2024 008-34261
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2025 31 Dec 2024 028-24293
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2024 30 Sep 2024 028-24293
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-24293
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2024 30 Jun 2024 028-24293
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 22 Mar 2024 31 Dec 2023 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 15 Feb 2023 31 Dec 2022 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 22 Feb 2022 31 Dec 2021 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 22 Feb 2022 31 Dec 2021 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Feb 2021 30 Dec 2020 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 26 Feb 2021 31 Dec 2020 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 25 Feb 2020 31 Dec 2019 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Feb 2020 31 Dec 2019 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2018 31 Dec 2017 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2018 31 Dec 2017 008-34261
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 24 Feb 2017 31 Dec 2016 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 24 Feb 2017 31 Dec 2016 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Feb 2016 31 Dec 2015 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Feb 2014 31 Dec 2013 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2013 31 Dec 2012 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 17 Feb 2012 31 Dec 2011 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 17 Feb 2011 31 Dec 2010 008-34261
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Feb 2010 31 Dec 2009 008-34261

About this filer

ASHTON THOMAS SECURITIES, LLC files with the SEC under CIK 0000771572. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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