U.S. BANCORP ADVISORS, LLC SEC EDGAR Filings (CIK 0000731201)

SEC EDGAR filings, ownership reports, and insider transactions for U.S. BANCORP ADVISORS, LLC.

Business address
800 N Brand Blvd., 16 Th Floor, 2 Nd Floor, Glendale, CA, 91203
State of incorporation
DE
Fiscal year end
31 December
Former names
UNIONBANC INVESTMENT SERVICES, LLC (to 15 Feb 2023), UBOC INVESTMENT SERVICES, INC. (to 27 Feb 2004), UBOC INVESTMENT SERVICES INC /BD (to 27 Feb 2002)
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U.S. BANCORP ADVISORS, LLC has filed 38 SEC EDGAR filings since 27 Feb 2002

Latest Filings

Recent SEC filings for U.S. BANCORP ADVISORS, LLC including 13F-NT, N-PX, X-17A-5 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2025 30 Sep 2025 028-23423
N-PX Open N-PX document View SEC filing for N-PX 06 Aug 2025 30 Jun 2025 028-23423
13F-NT Open 13F-NT document View SEC filing for 13F-NT 24 Jul 2025 30 Jun 2025 028-23423
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2025 31 Mar 2025 028-23423
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2025 31 Dec 2024 008-30706
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Feb 2025 31 Dec 2024 028-23423
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Oct 2024 30 Sep 2024 028-23423
N-PX Open N-PX document View SEC filing for N-PX 22 Aug 2024 30 Jun 2024 028-23423
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Aug 2024 30 Jun 2024 028-23423
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2024 31 Mar 2024 028-23423
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 29 Feb 2024 31 Dec 2023 008-30706
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2024 31 Dec 2023 028-23423
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Nov 2023 30 Sep 2023 028-23423
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 15 Feb 2023 31 Dec 2022 008-30706
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 03 Mar 2022 31 Dec 2021 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 18 Feb 2022 31 Dec 2021 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 22 Feb 2021 31 Dec 2020 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 21 Feb 2020 31 Dec 2019 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2019 31 Dec 2018 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2018 31 Dec 2017 008-30706
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 02 Mar 2017 31 Dec 2016 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 24 Feb 2017 31 Dec 2016 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 25 Feb 2016 31 Dec 2015 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2014 31 Dec 2013 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2013 31 Dec 2012 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2012 31 Dec 2011 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-30706
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-30706

About this filer

U.S. BANCORP ADVISORS, LLC files with the SEC under CIK 0000731201. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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