ROCKEFELLER & CO. LLC SEC EDGAR Filings (CIK 0000315123)

SEC EDGAR filings, ownership reports, and insider transactions for ROCKEFELLER & CO. LLC.

Business address
45 Rockefeller Plaza, 5 Th Floor, New York, NY, 10111
State of incorporation
DE
Fiscal year end
31 December
Former names
ROCKEFELLER & CO., INC. (to 02 Feb 2018), ROCKEFELLER & CO INC (to 14 Nov 2011)
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ROCKEFELLER & CO. LLC has filed 129 SEC EDGAR filings since 14 May 1999

Latest Filings

Recent SEC filings for ROCKEFELLER & CO. LLC including 13F-NT, N-PX, 4 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-00926
N-PX Open N-PX document View SEC filing for N-PX 02 Sep 2025 30 Jun 2025 028-00926
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Aug 2025 18 Jul 2025 811-23993
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 29 Aug 2025 06 Dec 2024 811-23993
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 14 Aug 2025 30 Jun 2025 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Aug 2025 30 Jun 2025 028-00926
N-PX Open N-PX document View SEC filing for N-PX 08 Aug 2025 30 Jun 2025 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2025 31 Mar 2025 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2025 31 Dec 2024 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2024 30 Sep 2024 028-00926
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2024 30 Jun 2024 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2024 31 Mar 2024 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2024 31 Dec 2023 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2023 30 Sep 2023 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2023 30 Jun 2023 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 May 2023 31 Mar 2023 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Mar 2023 31 Dec 2022 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2022 30 Sep 2022 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2022 30 Jun 2022 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2022 31 Mar 2022 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2021 30 Sep 2021 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2021 30 Jun 2021 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2021 31 Mar 2021 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2021 31 Dec 2020 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2020 30 Sep 2020 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2020 30 Jun 2020 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2020 31 Mar 2020 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2020 31 Dec 2019 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2019 30 Sep 2019 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Aug 2019 30 Jun 2019 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 May 2019 31 Mar 2019 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2019 31 Dec 2018 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2018 30 Sep 2018 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jul 2018 30 Jun 2018 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 May 2018 31 Mar 2018 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Feb 2018 31 Dec 2017 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Oct 2017 30 Sep 2017 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Jul 2017 30 Jun 2017 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Apr 2017 31 Mar 2017 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 19 Jan 2017 31 Dec 2016 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Oct 2016 30 Sep 2016 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Jul 2016 30 Jun 2016 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Apr 2016 31 Mar 2016 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Feb 2016 31 Dec 2015 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 23 Oct 2015 30 Sep 2015 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Jul 2015 30 Jun 2015 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 May 2015 31 Mar 2015 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jan 2015 31 Dec 2014 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Nov 2014 30 Sep 2014 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 25 Jul 2014 30 Jun 2014 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 May 2014 31 Mar 2014 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Feb 2014 31 Dec 2013 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 25 Oct 2013 30 Sep 2013 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Aug 2013 30 Jun 2013 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT ROCK CO 12 Apr 2013 31 Mar 2013 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO - 13F NOTICE 31 Jan 2013 31 Dec 2012 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. 13F NOTICE FILING 15 Nov 2012 30 Sep 2012 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. NOTICE FILING 14 Aug 2012 30 Jun 2012 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. NOTICE FILING 1Q2012 15 May 2012 31 Mar 2012 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. NOTICE FILING 4Q2011 14 Feb 2012 31 Dec 2011 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT NOTICE FILING FOR ROCKEFELLER & CO., INC. 14 Nov 2011 30 Sep 2011 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 NOTICE FILING 15 Aug 2011 30 Jun 2011 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. 13F NOTICE FILING 16 May 2011 31 Mar 2011 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO 13F NOTICE FILING 14 Feb 2011 31 Dec 2010 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. 13F NOTICE FILING 12 Nov 2010 30 Sep 2010 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&C 02 Aug 2010 30 Jun 2010 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13-NT R&CO. 12 May 2010 31 Mar 2010 028-00926
13F-NT Open 13F-NT document View SEC filing for 13F-NT R&CO. NOTICE FILING 11 Feb 2010 31 Dec 2009 028-00926

About this filer

ROCKEFELLER & CO. LLC files with the SEC under CIK 0000315123. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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