APEX CLEARING CORPORATION

Business address
One Dallas Center, 350 N. St. Paul, Suite 1300, Dallas, TX, 75201
State of incorporation
NY
Fiscal year end
31 December
Former names
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (to 26 Aug 2011), ADP CLEARING & OUTSOURCING SERVICES, INC. (to 23 Apr 2007), FLEET SECURITIES, INC. (to 02 Mar 2004), FLEET SECURITIES INC/BD /BD (to 09 Jun 1999)
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APEX CLEARING CORPORATION has filed 86 SEC EDGAR filings since 22 Mar 1999

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open Document Open Filing 14 Nov 2025 30 Sep 2025 028-17307
13F-NT/A Open Document Open Filing 14 Nov 2025 30 Jun 2025 028-17307
13F-NT Open Document Open Filing 14 Aug 2025 30 Jun 2025 028-17307
13F-NT Open Document Open Filing 15 May 2025 31 Mar 2025 028-17307
X-17A-5 Open Document Open Filing 18 Mar 2025 31 Dec 2024 008-23522
13F-NT Open Document Open Filing 14 Feb 2025 31 Dec 2024 028-17307
13F-NT Open Document Open Filing 14 Nov 2024 30 Sep 2024 028-17307
13F-NT Open Document Open Filing 14 Aug 2024 30 Jun 2024 028-17307
13F-NT Open Document Open Filing 15 May 2024 31 Mar 2024 028-17307
X-17A-5 Open Document Open Filing 03 Apr 2024 31 Dec 2023 008-23522
13F-NT Open Document Open Filing 13 Feb 2024 31 Dec 2023 028-17307
13F-NT Open Document Open Filing 13 Nov 2023 30 Sep 2023 028-17307
13F-NT/A Open Document Open Filing 01 Sep 2023 30 Jun 2023 028-17307
13F-NT Open Document Open Filing 11 Aug 2023 30 Jun 2023 028-17307
13F-NT Open Document Open Filing 12 May 2023 31 Mar 2023 028-17307
13F-NT/A Open Document Open Filing 10 May 2023 31 Dec 2022 028-17307
X-17A-5 Open Document Open Filing 24 Feb 2023 31 Dec 2022 008-23522
13F-NT Open Document Open Filing 13 Feb 2023 31 Dec 2022 028-17307
13F-NT Open Document Open Filing 14 Nov 2022 30 Sep 2022 028-17307
13F-NT Open Document Open Filing 12 Aug 2022 30 Jun 2022 028-17307
13F-NT Open Document Open Filing 13 May 2022 31 Mar 2022 028-17307
X-17A-5 Open Document Open Filing 25 Feb 2022 31 Dec 2021 008-23522
13F-NT Open Document Open Filing 11 Feb 2022 31 Dec 2021 028-17307
13F-NT Open Document Open Filing 12 Nov 2021 30 Sep 2021 028-17307
13F-NT Open Document Open Filing 13 Aug 2021 30 Jun 2021 028-17307
X-17A-5 Open Document Open Filing 01 Mar 2021 31 Dec 2020 008-23522
X-17A-5 Open Document Open Filing 02 Mar 2020 31 Dec 2019 008-23522
13F-NT Open Document Open Filing 13 Feb 2020 31 Dec 2019 028-17307
13F-NT Open Document Open Filing 08 Nov 2019 30 Sep 2019 028-17307
13F-NT Open Document Open Filing 14 Aug 2019 30 Jun 2019 028-17307
13F-NT Open Document Open Filing 15 May 2019 31 Mar 2019 028-17307
X-17A-5 Open Document Open Filing 01 Mar 2019 31 Dec 2018 008-23522
13F-NT Open Document Open Filing 13 Feb 2019 31 Dec 2018 028-17307
13F-NT Open Document Open Filing 13 Nov 2018 30 Sep 2018 028-17307
13F-NT Open Document Open Filing 15 Aug 2018 30 Jun 2018 028-17307
13F-NT Open Document Open Filing 15 May 2018 31 Mar 2018 028-17307
X-17A-5 Open Document Open Filing 08 Mar 2018 31 Dec 2017 008-23522
13F-NT Open Document Open Filing 14 Feb 2018 31 Dec 2017 028-17307
13F-NT Open Document Open Filing 14 Nov 2017 30 Sep 2017 028-17307
13F-NT Open Document Open Filing 14 Aug 2017 30 Jun 2017 028-17307
13F-NT Open Document Open Filing 15 May 2017 31 Mar 2017 028-17307
X-17A-5 Open Document Open Filing 24 Feb 2017 31 Dec 2016 008-23522
13F-NT Open Document Open Filing 13 Feb 2017 31 Dec 2016 028-17307
13F-NT Open Document Open Filing 14 Nov 2016 30 Sep 2016 028-17307
13F-NT Open Document Open Filing 10 Aug 2016 30 Jun 2016 028-17307
13F-NT Open Document Open Filing 13 May 2016 31 Mar 2016 028-17307
X-17A-5 Open Document Open Filing 29 Feb 2016 31 Dec 2015 008-23522
13F-NT Open Document Open Filing 16 Feb 2016 31 Dec 2015 028-17307
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-23522
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-23522
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-23522
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-23522