Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
New York, NY
SEC filing record 1 source field available
Fiscal year end
31 December
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. has filed 2,281 SEC EDGAR filings since 13 Feb 1998

SEC filing history

Showing 451-475 of 902 matching filings.

Per page
25
Current page
19
4 File 811-21309

PRIMARY DOCUMENT

Filing date
08 Jun 2011
Reporting date
06 Jun 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06540

PRIMARY DOCUMENT

Filing date
08 Jun 2011
Reporting date
06 Jun 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06692

PRIMARY DOCUMENT

Filing date
08 Jun 2011
Reporting date
06 Jun 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-34998

MAIN DOCUMENT DESCRIPTION

Filing date
07 Jun 2011
Reporting date
28 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06499

PRIMARY DOCUMENT

Filing date
06 Jun 2011
Reporting date
02 Jun 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
424B3 File 333-44286

PROSPECTUS SUPPLEMENT

Filing date
06 Jun 2011
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05739

PRIMARY DOCUMENT

Filing date
31 May 2011
Reporting date
31 May 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
424B3 File 333-89355

PROSPECTUS SUPPLEMENT

Filing date
25 May 2011
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06570

PRIMARY DOCUMENT

Filing date
19 May 2011
Reporting date
17 May 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06692

PRIMARY DOCUMENT

Filing date
18 May 2011
Reporting date
16 May 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06692

PRIMARY DOCUMENT

Filing date
16 May 2011
Reporting date
12 May 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-00962

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 13FNT

Filing date
16 May 2011
Reporting date
31 Mar 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06567

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
12 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06471

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
15 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06471

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
15 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21238

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
05 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05740

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
20 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-10523

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
15 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-10445

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
27 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-09297

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
11 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06540

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
11 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06414

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
14 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06499

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
13 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08707

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
12 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-06660

PRIMARY DOCUMENT

Filing date
13 May 2011
Reporting date
15 Apr 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .