| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Report Date |
|---|---|---|---|---|---|
| Oxford Gate Management, LLC | 10%+ Owner | 01 Sep 2024 | |||
| Charles M. Royce | 10%+ Owner | 03 Apr 2023 | |||
| Jonathan H. Cohen | Chief Executive Officer, Director | 01 May 2024 | |||
| Bruce L. Rubin | CFO, Treasurer and Corp Sec. | 03 Apr 2023 | |||
| Mark Jeffrey Ashenfelter | Director | 03 Apr 2023 | |||
| Gerald Cummins | Chief Compliance Officer | 03 Apr 2023 | |||
| David S. Shin | Director | 03 Apr 2023 | |||
| Saul B. Rosenthal | President, Director | 01 May 2024 | |||
| Oxford Funds, LLC | 10%+ Owner | 03 Apr 2023 | |||
| John Stuart Reardon | Director | 03 Apr 2023 |
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Oxford Gate Management, LLC | Common Stock | Purchase | 133.7% | 112,768 | 197,129 | 01 Sep 2024 | Direct | |||
| Jonathan H. Cohen | Common Stock | Purchase | 90.7% | 112,768 | 237,129 | 01 Sep 2024 | See Footnote | |||
| Saul B. Rosenthal | Common Stock | Purchase | 90.7% | 112,768 | 237,129 | 01 Sep 2024 | See Footnote | |||
| Jonathan H. Cohen | Common Stock | Purchase | 210.9% | 84,360 | 124,360 | 01 May 2024 | See Footnote | |||
| Saul B. Rosenthal | Common Stock | Purchase | 210.9% | 84,360 | 124,360 | 01 May 2024 | See Footnote |