| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Report Date |
|---|---|---|---|---|---|
| ACE SO5 Holdings Ltd | 10%+ Owner | 12 Jul 2022 | |||
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 10%+ Owner | 21 Jun 2022 | |||
| Ryan A. Benton | CFO & Secretary, Director | 13 Jan 2023 | |||
| Kenneth Klein | Director | 22 Nov 2022 | |||
| Sunny Siu | 10%+ Owner | 22 Nov 2022 | |||
| Minyoung Park | Chief Financial Officer | 22 Nov 2022 | |||
| Matthew W. Granade | Director | 19 Jan 2023 | |||
| Joy Weiss | President & CEO, Director | 13 Jan 2023 | |||
| ACE Equity Partners LLC | 10%+ Owner | 22 Nov 2022 | |||
| Omid Tahernia | Director | 19 Jan 2023 | |||
| Raquel Chmielewski | Director | 22 Nov 2022 | |||
| Point72 Private Investments, LLC | 10%+ Owner | 22 Nov 2022 | |||
| Jacqueline D. Schneider | Director | 19 Jan 2023 | |||
| Behrooz L. Abdi | Director, 10%+ Owner | 19 Jan 2023 | |||
| SQN Venture Partners, LLC | 10%+ Owner | 30 Jan 2023 | |||
| ACE Convergence Acquisition LLC | Director, 10%+ Owner | 22 Nov 2022 |
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| SQN Venture Partners, LLC | Common Stock | Other | -17.1% | -518,449 | 2,521,371 | 30 Jan 2023 | See Note | |||
| Matthew W. Granade | Stock Option | Award | 10,000 | 10,000 | 19 Jan 2023 | Direct | ||||
| Jacqueline D. Schneider | Stock Option | Award | 10,000 | 10,000 | 19 Jan 2023 | Direct | ||||
| Behrooz L. Abdi | Stock Option | Award | 10,000 | 10,000 | 19 Jan 2023 | Direct | ||||
| Omid Tahernia | Stock Option | Award | 10,000 | 10,000 | 19 Jan 2023 | Direct | ||||
| Joy Weiss | Stock Option | Award | 250,000 | 250,000 | 13 Jan 2023 | Direct | ||||
| Ryan A. Benton | Stock Option | Award | 250,000 | 250,000 | 13 Jan 2023 | Direct | ||||
| Raquel Chmielewski | Common Stock | Options Exercise | 35,000 | 35,000 | 22 Nov 2022 | Direct | ||||
| Raquel Chmielewski | Class B ordinary shares | Options Exercise | -100% | -35,000 | 0 | 22 Nov 2022 | Direct | |||
| Sunny Siu | Common Stock | Other | 1,078,500 | 1,078,500 | 22 Nov 2022 | Direct | ||||
| Sunny Siu | Private Placement Warrants | Other | 480,000 | 480,000 | 22 Nov 2022 | Direct | ||||
| Sunny Siu | Class B ordinary shares | Other | -100% | -1,678,500 | 0 | 22 Nov 2022 | Direct | |||
| ACE Equity Partners LLC | Common Stock | Purchase | 520,000 | 520,000 | 22 Nov 2022 | See Footnote | ||||
| ACE Equity Partners LLC | Common Stock | Other | 581,408 | 485,714 | 22 Nov 2022 | See Footnote | ||||
| ACE Equity Partners LLC | Class B ordinary shares | Other | -100% | -755,930 | 0 | 22 Nov 2022 | See Footnote | |||
| ACE Equity Partners LLC | Private Placement Warrants | Other | 1,360,464 | 891,714 | 22 Nov 2022 | See Footnote | ||||
| Joy Weiss | Common Stock | Award | 255,790 | 255,790 | 22 Nov 2022 | Direct | ||||
| Joy Weiss | Stock Option | Award | 551,674 | 259,065 | 22 Nov 2022 | Direct | ||||
| Matthew W. Granade | Common Stock | Award | 42,630 | 42,630 | 22 Nov 2022 | Direct | ||||
| Matthew W. Granade | Common Stock | Award | 20,215 | 20,215 | 22 Nov 2022 | By Alcor Investments, LLC | ||||
| Matthew W. Granade | Stock Option | Award | 52,109 | 30,397 | 22 Nov 2022 | Direct | ||||
| Minyoung Park | Common Stock | Options Exercise | 10,000 | 10,000 | 22 Nov 2022 | Direct | ||||
| Minyoung Park | Class B ordinary shares | Options Exercise | -100% | -10,000 | 0 | 22 Nov 2022 | Direct | |||
| Ryan A. Benton | Common Stock | Award | 290,790 | 290,790 | 22 Nov 2022 | Direct | ||||
| Ryan A. Benton | Stock Option | Award | 223,191 | 132,176 | 22 Nov 2022 | Direct | ||||
| Jacqueline D. Schneider | Common Stock | Award | 42,630 | 42,630 | 22 Nov 2022 | Direct | ||||
| Jacqueline D. Schneider | Stock Option | Award | 22,990 | 21,712 | 22 Nov 2022 | Direct | ||||
| ACE Convergence Acquisition LLC | Common Stock | Award | 2,129,106 | 2,129,106 | 22 Nov 2022 | Direct | ||||
| ACE Convergence Acquisition LLC | Private Placement Warrants | Award | 4,759,536 | 4,759,536 | 22 Nov 2022 | Direct | ||||
| ACE Convergence Acquisition LLC | Class B ordinary shares | Options Exercise | -100% | -3,160,570 | 0 | 22 Nov 2022 | Direct | |||
| Omid Tahernia | Common Stock | Options Exercise | 35,000 | 35,000 | 22 Nov 2022 | Direct | ||||
| Omid Tahernia | Class B ordinary shares | Options Exercise | -100% | -35,000 | 0 | 22 Nov 2022 | Direct | |||
| Kenneth Klein | Common Stock | Options Exercise | 40,000 | 40,000 | 22 Nov 2022 | Direct | ||||
| Kenneth Klein | Class B ordinary shares | Options Exercise | -100% | -40,000 | 0 | 22 Nov 2022 | Direct | |||
| Highbridge Capital Management Llc | Class A Ordinary Shares | Sale | -12% | -105,966 | 779,216 | 22 Jun 2022 | See footnotes | |||
| Highbridge Capital Management Llc | Class A Ordinary Shares | Sale | -5.94% | -55,941 | 885,182 | 21 Jun 2022 | See footnotes | |||
| ACE Convergence Acquisition LLC | Class B ordinary shares | Other | -19.3% | -755,930 | 3,160,570 | 26 Jan 2022 | Direct | |||
| ACE Convergence Acquisition LLC | Class B ordinary shares | Other | -30% | -1,678,500 | 3,916,500 | 13 Oct 2021 | Direct |