| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Report Date |
|---|---|---|---|---|---|
| Justin Plouffe | CEO & President, Director | 31 Dec 2025 | |||
| Desiree Annunziato | Treasurer & PAO | 16 Sep 2022 | |||
| Joshua Lefkowitz | CCO & Secretary | 31 Dec 2023 | |||
| Nelson Joseph | Pao | 22 Mar 2023 | |||
| Mark David Jenkins | Director | 06 Jan 2023 | |||
| Michael Hadley | VP and Head of Underwriting | 29 Mar 2022 | |||
| Alex Chi | CEO, Director | 18 Feb 2026 | |||
| Saudi National Bank | 10%+ Owner | 30 Jun 2022 | |||
| Thomas M. Hennigan | CFO, Director | 31 Dec 2025 | |||
| Alexander Popov | VP and Head of Illiquid Credit | 29 Mar 2022 | |||
| Jonathan Pearl | VP & Head of Sponsor Coverage | 17 Jun 2022 | |||
| Aren C. LeeKong | Director | 14 Jul 2021 | |||
| Fresno County Employees' Retirement Association | 10%+ Owner | 17 Dec 2021 |
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Thomas M. Hennigan | Common Stock | Other | 13.3% | 2,332 | 19,921 | 31 Dec 2025 | Direct | |||
| Justin Plouffe | Common Stock | Other | 9.81% | 2,592 | 29,015 | 31 Dec 2025 | Direct | |||
| Justin Plouffe | Common Stock | Other | 4.26% | 1,080 | 26,423 | 31 Dec 2024 | Direct | |||
| Justin Plouffe | Common Stock | Purchase | 25,342 | 25,342 | 03 Jul 2024 | Direct | ||||
| Thomas M. Hennigan | Common Stock | Purchase | 256.7% | 12,658 | 17,589 | 03 Apr 2024 | Direct | |||
| Mark David Jenkins | Common Stock | Purchase | 258.8% | 25,523 | 35,383 | 06 Jan 2023 | Direct | |||
| Saudi National Bank | Common Stock | Purchase | 5.7% | 34,268 | 635,787 | 30 Jun 2022 | See notes | |||
| Saudi National Bank | Common Stock | Purchase | 100.4% | 527,201 | 1,052,114 | 30 Jun 2022 | Direct | |||
| Jonathan Pearl | Common Stock | Purchase | 5.67% | 527 | 9,828 | 17 Jun 2022 | Direct | |||
| Mark David Jenkins | Common Stock | Purchase | 5.65% | 527 | 9,860 | 17 Jun 2022 | Direct | |||
| Thomas M. Hennigan | Common Stock | Purchase | 5.66% | 264 | 4,931 | 17 Jun 2022 | Direct | |||
| Saudi National Bank | Common Stock | Sale | -99.3% | -2,588,303 | 17,784 | 20 Dec 2021 | Direct | |||
| Saudi National Bank | Common Stock | Purchase | 42.2% | 2,588,303 | 8,729,222 | 20 Dec 2021 | See note | |||
| Saudi National Bank | Common Stock | Purchase | 5.8% | 32,963 | 601,519 | 17 Dec 2021 | See notes | |||
| Saudi National Bank | Common Stock | Purchase | 2851.6% | 507,129 | 524,913 | 17 Dec 2021 | Direct | |||
| Fresno County Employees' Retirement Association | Common Stock | Purchase | 5.75% | 380,346 | 6,999,343 | 17 Dec 2021 | Direct | |||
| Mark David Jenkins | Common Stock | Purchase | 5.74% | 507 | 9,333 | 17 Dec 2021 | Direct | |||
| Thomas M. Hennigan | Common Stock | Purchase | 5.76% | 254 | 4,667 | 17 Dec 2021 | Direct | |||
| Saudi National Bank | Common Stock | Purchase | 17.7% | 392,136 | 2,606,087 | 10 Sep 2021 | Direct | |||
| Saudi National Bank | Common Stock | Purchase | 4.69% | 25,489 | 568,556 | 10 Sep 2021 | See notes | |||
| Mark David Jenkins | Common Stock | Purchase | 4.65% | 392 | 8,826 | 10 Sep 2021 | Direct | |||
| Thomas M. Hennigan | Common Stock | Purchase | 4.65% | 196 | 4,413 | 10 Sep 2021 | Direct | |||
| Fresno County Employees' Retirement Association | Common Stock | Purchase | 4.65% | 294,102 | 6,618,997 | 10 Sep 2021 | Direct | |||
| Saudi National Bank | Common Stock | Sale | -30.4% | -964,998 | 2,213,951 | 08 Jul 2021 | Direct | |||
| Saudi National Bank | Common Stock | Purchase | 18.6% | 964,998 | 6,140,919 | 08 Jul 2021 | See note | |||
| Saudi National Bank | Common Stock | Purchase | 0.3% | 25,720 | 8,502,254 | 17 Jun 2021 | See notes | |||
| Saudi National Bank | Common Stock | Purchase | 4.65% | 395,683 | 8,897,937 | 17 Jun 2021 | Direct | |||
| Mark David Jenkins | Common Stock | Purchase | 4.93% | 396 | 8,434 | 17 Jun 2021 | Direct | |||
| Thomas M. Hennigan | Common Stock | Purchase | 4.93% | 198 | 4,217 | 17 Jun 2021 | Direct | |||
| Fresno County Employees' Retirement Association | Common Stock | Purchase | 4.92% | 296,763 | 6,324,895 | 17 Jun 2021 | Direct |