Insider Transactions Reported by 17 Insiders of
NovaBay Pharmaceuticals, Inc.
-
Symbol
-
NBY on NYSE
-
Location
-
Emeryville, CA
Quick Takeaways
- NBY - NovaBay Pharmaceuticals, Inc. has 17 insiders with reported activity on this page.
- Net insider value flow over the last year: +$2,507.
- Recent transaction rows are available for direct filing-level review.
What Changed
- Buy value: $2,507; sell value: $0.
- Net share flow: <span class="text-green-600">+4,838</span>.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Official SEC Source
Filed on Form 4
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
See Original Filing
Insiders trading volume in the past year
Insider trading buckets (0-12 months)
NovaBay Pharmaceuticals, Inc. executives and other stock owners filed with the SEC include:
| Name |
Relationship |
Holdings Value |
Past Year Net Change |
Change % |
Valuation |
Report Date |
| Framework Ventures IV L.P. |
10%+ Owner |
$74,228,504 |
|
|
Mixed |
16 Oct 2025 |
| R01 Fund LP |
10%+ Owner |
$74,228,504 |
|
|
Mixed |
16 Oct 2025 |
| Michael John Kazley |
Chief Executive Officer, Director, 10%+ Owner |
$74,228,504 |
|
|
Mixed |
31 Mar 2026 |
| David E. Lazar |
10%+ Owner |
$36,028,320 |
|
|
Median |
21 Oct 2025 |
| POPLAR POINT CAPITAL PARTNERS LP |
10%+ Owner |
$474,440 |
+$140 |
+0.03% |
Filing P/S |
02 Apr 2025 |
| Andrew D. Jones |
Cfo |
$230,704 |
|
|
Mixed |
15 Feb 2023 |
| Justin Hall |
CEO, GC and Director, Director |
$150,541 |
|
|
Mixed |
14 Sep 2022 |
| Yongxiang Zheng |
Director |
$54,300 |
|
|
Mixed |
28 May 2024 |
| Yenyou Zheng |
Director |
$54,300 |
|
|
Mixed |
28 May 2024 |
| Julie Garlikov |
Director |
$54,300 |
|
|
Mixed |
28 May 2024 |
| Xinzhou Li |
Director, 10%+ Owner |
$54,300 |
|
|
Mixed |
21 May 2021 |
| Paul E. Freiman |
Director |
$54,300 |
|
|
Mixed |
28 May 2024 |
| Mijia Wu |
Director |
$54,300 |
|
|
Mixed |
28 May 2024 |
| Swan Sit |
Director |
$54,300 |
|
|
Mixed |
31 Mar 2026 |
| Tommy Law |
Interim CFO |
|
|
|
Mixed |
16 Feb 2023 |
| Jeffrey Kunin |
President, DERMAdoctor, LLC |
|
|
|
Mixed |
06 Dec 2022 |
| Audrey Kunin |
Chief Product Officer |
|
|
|
Mixed |
06 Dec 2022 |
Recent Insider Transactions by Companies or Individuals for NovaBay Pharmaceuticals, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider |
Symbol |
Class |
Transaction |
% |
Value $ |
* Price $ |
Shares |
Shares Owned |
Date |
Ownership |
| Michael John Kazley |
NBY |
Restricted Stock Units (Performance-Based) |
Award |
|
|
|
7,722,802 |
7,722,802 |
31 Mar 2026 |
Direct |
| Michael John Kazley |
NBY |
Restricted Stock Units (Time-Based) |
Award |
|
|
|
4,118,828 |
4,118,828 |
31 Mar 2026 |
Direct |
| Swan Sit |
NBY |
Restricted Stock Units |
Award |
|
|
|
140,000 |
140,000 |
31 Mar 2026 |
Direct |
| David E. Lazar |
NBY |
Common Stock |
Award |
|
|
|
6,388,000 |
6,388,000 |
21 Oct 2025 |
Direct |
| David E. Lazar |
NBY |
Series D Convertible Preferred Stock |
Options Exercise |
-100% |
|
|
-39,925 |
0 |
21 Oct 2025 |
Direct |
| Framework Ventures IV L.P. |
NBY |
Common Stock |
Conversion of derivative security |
|
|
|
56,806,080 |
56,806,080 |
21 Oct 2025 |
Direct |
| R01 Fund LP |
NBY |
Common Stock |
Conversion of derivative security |
|
|
|
56,806,080 |
56,806,080 |
21 Oct 2025 |
Direct |
| Michael John Kazley |
NBY |
Common Stock |
Conversion of derivative security |
|
|
|
56,806,080 |
56,806,080 |
21 Oct 2025 |
By R01 Entities |
| Framework Ventures IV L.P. |
NBY |
Pre-Funded Warrants (Right to Buy) |
Purchase |
|
|
|
2,702,703 |
2,702,703 |
16 Oct 2025 |
Direct |
| R01 Fund LP |
NBY |
Pre-Funded Warrants (Right to Buy) |
Purchase |
|
|
|
2,702,703 |
2,702,703 |
16 Oct 2025 |
Direct |
| Michael John Kazley |
NBY |
Pre-Funded Warrants (Right to Buy) |
Purchase |
|
|
|
2,702,703 |
2,702,703 |
16 Oct 2025 |
By R01 Entities |
| Framework Ventures IV L.P. |
NBY |
Series E Non-Voting Convertible Preferred Stock |
Other |
|
|
|
134,375 |
134,375 |
16 Oct 2025 |
Direct |
| Framework Ventures IV L.P. |
NBY |
Series D Non-Voting Convertible Preferred Stock |
Other |
|
|
|
220,663 |
220,663 |
16 Oct 2025 |
Direct |
| Michael John Kazley |
NBY |
Series E Non-Voting Convertible Preferred Stock |
Award |
|
|
|
134,375 |
134,375 |
16 Oct 2025 |
By R01 Entities |
| Michael John Kazley |
NBY |
Series D Non-Voting Convertible Preferred Stock |
Award |
|
|
|
220,663 |
220,663 |
16 Oct 2025 |
By R01 Entities |
| R01 Fund LP |
NBY |
Series E Non-Voting Convertible Preferred Stock |
Award |
|
|
|
134,375 |
134,375 |
16 Oct 2025 |
Direct |
| R01 Fund LP |
NBY |
Series D Non-Voting Convertible Preferred Stock |
Award |
|
|
|
220,663 |
220,663 |
16 Oct 2025 |
Direct |
| David E. Lazar |
NBY |
Series D Convertible Preferred Stock |
Sale |
-91.7% |
|
|
-441,325 |
39,925 |
16 Oct 2025 |
Direct |
| Poplar Point Capital Partners Lp |
NBY |
Common Stock, par value $0.01 per share |
Purchase |
0.03% |
$140 |
$0.4650 |
300 |
1,020,300 |
08 Apr 2025 |
Direct |
| Poplar Point Capital Partners Lp |
NBY |
Common Stock, par value $0.01 per share |
Purchase |
0.45% |
$2,367 |
$0.5216 |
4,538 |
1,020,000 |
04 Apr 2025 |
Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.