| Nant Capital, LLC |
PBLA |
8% Senior Convertible Note due 2025 |
Purchase |
|
|
|
0 |
$12,000,000 |
15 Nov 2024 |
Direct |
| Susan Horvath |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
25,480 |
25,480 |
01 Oct 2024 |
Direct |
| Jennifer K. Simpson |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
72,800 |
72,800 |
01 Oct 2024 |
Direct |
| Goldman Sachs Group Inc |
PBLA |
Common Stock |
Sale |
-15.5% |
$51,741 |
$0.7100 |
-72,874 |
397,954 |
08 Nov 2023 |
See footnote |
| Jeffrey E. Jacob |
PBLA |
Common Stock |
Gift |
-100% |
|
|
-275 |
0 |
12 Sep 2023 |
Jointly with spouse |
| Jennifer K. Simpson |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
99,383 |
99,383 |
27 Mar 2023 |
Direct |
| Susan Horvath |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
34,369 |
34,369 |
27 Mar 2023 |
Direct |
| Cullen Michael T. |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
8,333 |
8,333 |
27 Mar 2023 |
Direct |
| Daniel Donovan |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
8,333 |
8,333 |
27 Mar 2023 |
Direct |
| Arthur Fratamico |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
8,333 |
8,333 |
27 Mar 2023 |
Direct |
| Jeffrey E. Jacob |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
8,333 |
8,333 |
27 Mar 2023 |
Direct |
| JEFFREY S. MATHIESEN |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
8,333 |
8,333 |
27 Mar 2023 |
Direct |
| Donald Robert Schemel |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
8,333 |
8,333 |
27 Mar 2023 |
Direct |
| Jennifer K. Simpson |
PBLA |
Common Stock |
Purchase |
129.8% |
|
|
4,444 |
7,868 |
30 Jan 2023 |
Direct |
| Jennifer K. Simpson |
PBLA |
Warrants (right to buy) |
Purchase |
|
|
|
8,888 |
8,888 |
30 Jan 2023 |
Direct |
| Susan Horvath |
PBLA |
Common Stock |
Purchase |
33.1% |
|
|
4,444 |
17,880 |
30 Jan 2023 |
Direct |
| Susan Horvath |
PBLA |
Warrants (right to buy) |
Purchase |
|
|
|
8,888 |
8,888 |
30 Jan 2023 |
Direct |
| Cullen Michael T. |
PBLA |
Common Stock |
Purchase |
80.6% |
|
|
165,000 |
369,576 |
04 Oct 2022 |
By Cullen Living Trust Dated April 23, 2009 |
| Cullen Michael T. |
PBLA |
Warrants (right to buy) |
Purchase |
|
|
|
247,000 |
247,000 |
04 Oct 2022 |
By Cullen Living Trust Dated April 23, 2009 |
| Donald Robert Schemel |
PBLA |
Common Stock |
Purchase |
70.8% |
|
|
200,000 |
482,654 |
04 Oct 2022 |
By Spouse |
| Donald Robert Schemel |
PBLA |
Warrants (right to buy) |
Purchase |
|
|
|
300,000 |
300,000 |
04 Oct 2022 |
By Spouse |
| Jeffrey E. Jacob |
PBLA |
Common Stock |
Purchase |
12.6% |
|
|
33,000 |
294,931 |
04 Oct 2022 |
Direct |
| Jeffrey E. Jacob |
PBLA |
Warrants (right to buy) |
Purchase |
|
|
|
49,500 |
49,500 |
04 Oct 2022 |
Direct |
| Jennifer K. Simpson |
PBLA |
Employee Stock Option (right to buy) |
Award |
|
|
|
19,125 |
19,125 |
13 Sep 2021 |
Direct |
| Susan Horvath |
PBLA |
Employee Stock Option (right to buy) |
Award |
|
|
|
12,135 |
12,135 |
13 Sep 2021 |
Direct |
| Donald Robert Schemel |
PBLA |
Common Stock |
Award |
4.68% |
|
|
4,316 |
96,619 |
25 May 2021 |
Direct |
| Donald Robert Schemel |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
12,368 |
12,368 |
25 May 2021 |
Direct |
| Arthur Fratamico |
PBLA |
Common Stock |
Award |
81.4% |
|
|
4,316 |
9,615 |
25 May 2021 |
Direct |
| Arthur Fratamico |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
12,368 |
12,368 |
25 May 2021 |
Direct |
| JEFFREY S. MATHIESEN |
PBLA |
Common Stock |
Award |
73.5% |
|
|
4,316 |
10,191 |
25 May 2021 |
Direct |
| JEFFREY S. MATHIESEN |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
12,368 |
12,368 |
25 May 2021 |
Direct |
| Paul W. Schaffer |
PBLA |
Common Stock |
Award |
2.66% |
|
|
4,316 |
166,671 |
25 May 2021 |
Direct |
| Paul W. Schaffer |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
12,368 |
12,368 |
25 May 2021 |
Direct |
| Cullen Michael T. |
PBLA |
Common Stock |
Award |
2.03% |
|
|
4,316 |
216,811 |
25 May 2021 |
Direct |
| Cullen Michael T. |
PBLA |
Stock Option (right to buy) |
Award |
|
|
|
12,368 |
12,368 |
25 May 2021 |
Direct |
| Suzanne Gagnon |
PBLA |
Common Stock |
Gift |
-100% |
|
|
-1,000 |
0 |
29 Apr 2021 |
Gagnon Family Trust |
| Suzanne Gagnon |
PBLA |
Common Stock |
Gift |
-87.7% |
|
|
-7,142 |
1,000 |
06 Jan 2021 |
Gagnon Family Trust |
| Suzanne Gagnon |
PBLA |
Common Stock |
Gift |
7.64% |
|
|
3,284 |
46,284 |
06 Jan 2021 |
Direct |
| Cullen Michael T. |
PBLA |
Common Stock |
Gift |
|
|
|
0 |
1,620,000 |
21 Dec 2016 |
Direct |