R01 Fund LP - 16 Jan 2026 SCHEDULE 13D/A Report for NovaBay Pharmaceuticals, Inc. Common Stock, $0.01 par value (NBY)

Filing Manager
R01 Fund LP
Reporting Manager
R01 Fund LP
Security
NovaBay Pharmaceuticals, Inc. Common Stock, $0.01 par value
Symbol
NBY
Shares outstanding
126,235,733 shares
Disclosed Ownership
56,806,080 shares
Ownership
45%
Form type
SCHEDULE 13D/A
Filing time
21 Jan 2026, 20:11:29 UTC
Date of event
16 Jan 2026
Previous filing
20 Oct 2025
SEC
View on sec.gov

Reporting Managers (4)

Name Ownership Shares Owned sole voting power shared voting power Signature Title CIK
R01 Fund LP 45% 56,806,080 0 56,806,080 /s/ Michael Kazley Michael Kazley / Principal 0001990517
R01 Capital LLC 45% 56,806,080 0 56,806,080 /s/ Michael Kazley Michael Kazley / Managing Member 0002091715
R01 Capital Manager LLC 45% 56,806,080 0 56,806,080 /s/ Michael Kazley Michael Kazley / Managing Member 0002091724
Kazley Michael John 45% 56,806,080 0 56,806,080 /s/ Michael Kazley Michael Kazley 0002091727