Quick Takeaways
- Bulldog Investors, LLP filed SCHEDULE 13G for Herzfeld Caribbean Basin Fund Inc. Common Stock (CUBA).
- Disclosed ownership: 5%.
- Date of event: 31 Dec 2024.
Bulldog Investors, LLP - 31 Dec 2024 SCHEDULE 13G Report for Herzfeld Caribbean Basin Fund Inc. Common Stock (CUBA)
- Filing Manager
- Bulldog Investors, LLP
- Reporting Manager
- Bulldog Investors, LLP
- Symbol
- CUBA
- Shares outstanding
- 15,733,466 shares
- Disclosed Ownership
- 789,820 shares
- Ownership
- 5%
- Form type
- SCHEDULE 13G
- Filing time
- 07 Feb 2025, 16:05:31 UTC
- Date of event
- 31 Dec 2024
- Next filing
- 07 Apr 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Bulldog Investors, LLP disclosed 5% ownership in Herzfeld Caribbean Basin Fund Inc. Common Stock (CUBA) on 31 Dec 2024."
What Changed
- No earlier schedule filing is available for direct comparison.
- Current filing was accepted on 07 Feb 2025, 16:05.
Why This Matters
- This page explains what this Schedule 13D/13G filing tells you before manager-level rows.
- You can verify ownership claims directly against the original SEC filing.
Source Evidence
Backed by Schedule 13D/13G
See Original Filing
Beneficial ownership values are sourced from the original SEC Schedule 13D/13G filing.
Reporting Managers (3)
| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | 5% | 789,820 | 149,189 | 640,631 | /s/ Andrew Dakos | Andrew Dakos, Partner | |
| Phillip Goldstein | 5% | 789,820 | 149,189 | 640,631 | /s/ Phillip Goldstein | Phillip Goldstein, Partner | |
| Andrew Dakos | 4.1% | 640,631 | 0 | 640,631 | /s/ Andrew Dakos | Andrew Dakos, Partner |