Form
SCHEDULE 13D/A
Active or control-oriented beneficial ownership filing.
Form
Active or control-oriented beneficial ownership filing.
Ownership
Beneficial ownership of this reported class.
Shares
Shares beneficially owned as disclosed.
Event date
Date tied to the ownership event or amendment.
Accepted by SEC
EDGAR acceptance date.
Key filing fact
Beneficial ownership values are sourced from the original SEC Schedule 13D/13G filing.
Reporting persons
Names, ownership percentages, voting power, signatures, titles, and CIKs as disclosed in this Schedule 13D/G filing.
| Name | Ownership | Shares owned | Sole voting power | Shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| Hallador Investment Advisors, Inc. | 9.4% | 1,182,057 | 1,182,057 | 0 | /s/ David C. Hardie | David C. Hardie / Chairman | |
| Hallador Alternative Assets Fund LLC | 4.6% | 578,236 | 0 | 578,236 | /s/ David C. Hardie | David C. Hardie / Managing Member | 0001356544 |
| Hallador Opportunity Fund LP | 3.8% | 476,136 | 0 | 476,136 | By: Hallador Investment Advisors, Inc., its General Partner, /s/ David C. Hardie | David C. Hardie / Chairman | 0001747907 |
| AWA Small Cap Access Fund LP | 1% | 126,185 | 0 | 126,185 | By: Argos Wealth Advisors, LLC, its General Partner, /s/ Brad Yamada | Brad Yamada / Authorized Signatory | 0001614264 |
| David C. Hardie | 9.6% | 1,193,957 | 11,900 | 1,182,057 | /s/ David C. Hardie | David C. Hardie / Chairman | 0001166809 |
| Kevin Leary | 9.6% | 1,195,471 | 13,414 | 1,182,057 | /s/ Kevin Leary | Kevin Leary | 0002148361 |
| Peter Van Roden | 9.5% | 1,189,057 | 7,000 | 1,182,057 | /s/ Peter Van Roden | Peter Van Roden |
CIK / CUSIP context first