| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| TD SECURITIES (USA) LLC | 2.7% | 630,054 | 630,054 | 0 | /s/ Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer | |
| Cowen Financial Products LLC | 4.9% | 1,170,600 | 1,170,600 | 0 | /s/ John Holmes | John Holmes / Chief Operating Officer | |
| Toronto Dominion Holdings USA Inc. | 0% | 0 | 0 | 0 | /s/ Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer | |
| TD Group US Holdings LLC | 0% | 0 | 0 | 0 | /s/ Salma Salman | Salma Salman / Senior Vice President and Chief Financial Officer | |
| Toronto Dominion Bank | 0% | 0 | 0 | 0 | /s/ Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer |