| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| TD SECURITIES (USA) LLC | 1.3% | 147,426 | 1,427,426 | 0 | Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer | |
| Cowen Financial Products LLC | 0% | 0 | 0 | 0 | John Holmes | John Holmes / Chief Operating Officer | |
| Toronto Dominion Holdings USA Inc | 0% | 0 | 0 | 0 | Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer | |
| TD Group US Holdings LLC | 0% | 0 | 0 | 0 | Alexander Dodd | Alexander Dodd / Interim US Chief Financial Officer | |
| Toronto Dominion Bank | 3.9% | 4,270,000 | 4,270,000 | 0 | Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer |