Beth C. Seidenberg - 31 May 2023 Form 4 Insider Report for Atara Biotherapeutics, Inc. (ATRA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Jun 2023, 20:06:15 UTC
Prior SEC filing
01 Jun 2023
Next SEC filing
13 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeff Kiekhofer, Attorney-in-Fact

Key filing fact

Beth C. Seidenberg filed Form 4 for Atara Biotherapeutics, Inc. (ATRA) on 02 Jun 2023.

Key facts

  • This page summarizes Beth C. Seidenberg's Form 4 filing for Atara Biotherapeutics, Inc. (ATRA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Jun 2023, 20:06.

Change

  • Previous filing in this sequence was filed on 01 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATRA transaction

Common Stock

Award

Transaction value
$0
Shares
+57,000
Change %
+97%
Price
$0.000000
Shares after
115,689
Date
31 May 2023
Ownership
Direct
Footnotes
F1
ATRA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,822,228
Date
31 May 2023
Ownership
See footnote
Footnotes
F3
ATRA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
54,422
Date
31 May 2023
Ownership
See footnote
Footnotes
F4
ATRA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
197
Date
31 May 2023
Ownership
See footnote
Footnotes
F5
ATRA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
197
Date
31 May 2023
Ownership
See footnote
Footnotes
F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATRA transaction Derivative

Non-Qualified Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+79,500
Change %
Price
$0.000000
Shares after
79,500
Date
31 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
79,500
Exercise price
$1.53
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Footnote F2

The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Footnote F3

The shares are directly held by Kleiner Perkins Caufield & Byers XV, LLC ("KPCB XV"). All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee". The managing member of KPCB XV is KPCB XV Associates, LLC ("XV Associates"). The voting and dispositive control over the shares is shared by individual managing members of XV Associates, none of whom has veto power.

Footnote F4

The shares are directly held by KPCB XV Founders Fund, LLC ("KPCB XV FF"). All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee". The managing member of KPCB XV FF is XV Associates. The voting and dispositive control over the shares is shared by individual managing members of XV Associates, none of whom has veto power.

Footnote F5

Shares held by the Michael J. Seidenberg Irrevocable Trust, established July 1, 2013, of which the Reporting Person is a trustee.

Footnote F6

Shares held by the Samuel B. Seidenberg Irrevocable Trust, established July 1, 2013, of which the Reporting Person is a trustee.

SEC remarks

Exhibit List: Exhibit 24 - Power of Attorney

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