Patrick W. Gross - 01 Feb 2023 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Feb 2023, 15:38:11 UTC
Prior SEC filing
31 May 2022
Next SEC filing
09 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark A. Shaffer, by power of attorney

Key filing fact

Patrick W. Gross filed Form 4 for LIQUIDITY SERVICES INC (LQDT) on 03 Feb 2023.

Key facts

  • This page summarizes Patrick W. Gross's Form 4 filing for LIQUIDITY SERVICES INC (LQDT).
  • 2 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 03 Feb 2023, 15:38.

Change

  • Previous filing in this sequence was filed on 31 May 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LQDT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+7,613
Change %
+8.3%
Price
$0.000000
Shares after
99,100
Date
01 Feb 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LQDT transaction Derivative

Restricted Stock Unit Grant

Options Exercise

Transaction value
$0
Shares
-7,613
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,613
Exercise price
Footnotes
F1, F2, F3
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,954
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,954
Exercise price
$40.11
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,061
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,061
Exercise price
$21.53
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
39,103
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,103
Exercise price
$9.84
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
84,896
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
84,896
Exercise price
$6.29
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,939
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,939
Exercise price
$5.32
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,451
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,451
Exercise price
$21.48
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,767
Date
01 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,767
Exercise price
$19.21
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Patrick W. Gross is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Represents the vesting of restricted stock units.

Footnote F2

Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

Footnote F3

100% of this restricted stock unit grant vested on February 1, 2023.

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