Lynn B. Fuller - 15 Jun 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Jun 2022, 13:30:41 UTC
Prior SEC filing
22 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lynn B. Fuller

Key filing fact

Lynn B. Fuller filed Form 4 for HEARTLAND FINANCIAL USA INC on 21 Jun 2022.

Key facts

  • This page summarizes Lynn B. Fuller's Form 4 filing for HEARTLAND FINANCIAL USA INC.
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Jun 2022, 13:30.

Change

  • Previous filing in this sequence was filed on 22 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
92,669
Date
15 Jun 2022
Ownership
GST TRUST
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,788
Date
15 Jun 2022
Ownership
As Trustee
Footnotes
F1
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
254,258
Date
15 Jun 2022
Ownership
Family II LLLP
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
313,180
Date
15 Jun 2022
Ownership
Family LLLP
Footnotes
F2
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,000
Date
15 Jun 2022
Ownership
Spouses Trust
Footnotes
F3
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,188
Date
15 Jun 2022
Ownership
HTLF Retirement Plan
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTLF holding Derivative

2022 Director Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
15 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,396
Exercise price
Footnotes
F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

These shares are held by Lynn B. Fuller Trust Under Agreement dated 5-7-96, Lynn B. Fuller Trustee

Footnote F2

These shares are held by LBF Heartland Partnership LLLC - Lynn B Fuller is the General Partner. Wife and two (2) adult sons are Limited Partners.

Footnote F3

These shares are held by Cynthia A Fuller Declaration of Trust under agreement dated 7/2/2015, Cynthia A Fuller, Trustee

Footnote F4

Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.

Footnote F5

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F6

These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

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