Christopher J. Abate - 14 Apr 2026 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: RWT
Reported as of: 14 Apr 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Apr 2026, 17:19:55 UTC
Prior SEC filing: 09 Mar 2026
Next SEC filing: 17 Apr 2026
Source filing: View source filing
Reporting owner signature: Attorney-In-Fact:/Andrew P. Stone

Key filing fact

Christopher J. Abate filed Form 4 for REDWOOD TRUST INC (RWT) on 15 Apr 2026.

Key facts

This page summarizes Christopher J. Abate's Form 4 filing for REDWOOD TRUST INC (RWT).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 15 Apr 2026, 17:19.

Change

Previous filing in this sequence was filed on 09 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001453409 Primary reporting owner

Abate Christopher J

Relationship: Chief Executive Officer, Director
Address: 1 BELVEDERE PLACE, 1 BELVEDERE PLACE, MILL VALLEY
Signature: Attorney-In-Fact:/Andrew P. Stone
Signature date: 15 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RWT transaction

Common Stock

Options Exercise

Transaction value
Shares: +51,396
Change %: +9.7%
Price: $5.97^*
Shares after: 579,283
Date: 14 Apr 2026
Ownership: by Trust
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RWT transaction Derivative

Performance Stock Units

Tax liability

Transaction value
Shares: -60,212
Change %: -54%
Price: $0.000000^*
Shares after: 51,396
Date: 14 Apr 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 60,212
Exercise price: $9.09
Footnotes: F3, F4, F5, F6

RWT transaction Derivative

Performance Stock Units

Options Exercise

Transaction value
Shares: -51,396
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Apr 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 51,396
Exercise price: $9.09
Footnotes: F1, F3, F5, F6, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

Footnote F2

Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Footnote F3

Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

Footnote F4

This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

Footnote F5

Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

Footnote F6

No expiration date is applicable to performance stock units.

Footnote F7

Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.