ASE Test, Inc. - 12 Apr 2026 Form 4 Insider Report for Ainos, Inc. (AIMD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Apr 2026, 06:21:29 UTC
Prior SEC filing
25 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alan Li, By: ASE Test, Inc., By: Alan Li, authorized signatory of ASE Test, Inc.

Key filing fact

ASE Test, Inc. filed Form 4 for Ainos, Inc. (AIMD) on 15 Apr 2026.

Key facts

  • This page summarizes ASE Test, Inc.'s Form 4 filing for Ainos, Inc. (AIMD).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 15 Apr 2026, 06:21.

Change

  • Previous filing in this sequence was filed on 25 Jun 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002021793 Primary reporting owner

ASE Test, Inc.

Relationship
10%+ Owner
Address
10 WEST FIFTH STREET, NANZIH DISTRICT, KAOHSIUNG, TAIWAN
Signature
/s/ Alan Li, By: ASE Test, Inc., By: Alan Li, authorized signatory of ASE Test, Inc.
Signature date
15 Apr 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AIMD transaction Derivative

6% Convertible Note due 2027 (previously due 2025)

Purchase

Transaction value
Shares
+5,994
Change %
+6%
Price
Shares after
105,868
Date
12 Apr 2026
Ownership
Direct
Underlying class
Common Stock, par value $0.01
Underlying amount
5,994
Exercise price
$22.50
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The convertible notes with respect to shares of common stock, $0.01 par value (the "Common Stock"), of Ainos, Inc., a Texas corporation (the "Issuer") reported herein are directly held by ASE Test, Inc., an indirectly wholly-owned subsidiary of ASE Technology Holding Co., Ltd. Accordingly, ASE Technology Holding Co., Ltd. is reporting indirect ownership of the securities held by ASE Test, Inc.

Footnote F2

As previously reported, the Issuer and ASE Test, Inc. entered into a Convertible Note and Warrant Purchase Agreement, dated March 13, 2023 (the "2023 Convertible Note"), pursuant to which the Issuer issued convertible promissory notes to ASE Test, Inc. in the principal amount of $2,000,000 (the "Principal Amount") and six percent (6%) compounded interest of which was due on March 13, 2025. On March 10, 2025, the Issuer and ASE Test, Inc. entered into an amendment to the 2023 Convertible Note (the "Amended Convertible Note") to extend the maturity date to March 12, 2027 and change the conversion price from $7.50 per share to a conversion price equal to the lower of (a) $7.50 per share and (b) the higher of (x) the average closing price per share of the Issuer's common stock for the period of thirty (30) trading days prior to the day when the noteholder exercises the conversion right or (y) $4.50, subject to anti-dilutive adjustment as set forth in the Amended Convertible Note.

Footnote F3

As a result of the five-for-one reverse stock split effected by the Issuer on June 30, 2025, the conversion price is now the lower of (a) $37.50 per share and (b) the higher of (x) the average closing price per share of the Issuer's common stock for the period of thirty (30) trading days prior to the day when the noteholder exercises the conversion right or (y) $22.50, subject to anti-dilutive adjustment as set forth in the Amended Convertible Note.

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