Kristen N. Sieffert - 01 Apr 2026 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Apr 2026, 16:19:19 UTC
Prior SEC filing
04 Mar 2026
Next SEC filing
05 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert

Key filing fact

Kristen N. Sieffert filed Form 4 for Finance of America Companies Inc. (FOA) on 03 Apr 2026.

Key facts

  • This page summarizes Kristen N. Sieffert's Form 4 filing for Finance of America Companies Inc. (FOA).
  • 11 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 03 Apr 2026, 16:19.

Change

  • Previous filing in this sequence was filed on 04 Mar 2026.
  • Current net transaction value: -$12,472.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001971552 Primary reporting owner

Sieffert Kristen N

Relationship
President
Address
C/O FINANCE OF AMERICA COMPANIES INC.,, 5830 GRANITE PARKWAY, SUITE 400, PLANO
Signature
/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert
Signature date
03 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FOA transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+13,440
Change %
+17%
Price
$0.000000*
Shares after
92,239
Date
01 Apr 2026
Ownership
Direct
Footnotes
F1
FOA transaction

Class A Common Stock

Tax liability

Transaction value
Shares
-4,893
Change %
-5.3%
Price
$16.60*
Shares after
87,346
Date
01 Apr 2026
Ownership
Direct
Footnotes
F2
FOA transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+41,667
Change %
+48%
Price
$0.000000*
Shares after
129,013
Date
01 Apr 2026
Ownership
Direct
Footnotes
F3
FOA transaction

Class A Common Stock

Tax liability

Transaction value
Shares
-14,946
Change %
-12%
Price
$16.60*
Shares after
114,067
Date
01 Apr 2026
Ownership
Direct
Footnotes
F2
FOA transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+29,362
Change %
+26%
Price
$0.000000*
Shares after
143,429
Date
01 Apr 2026
Ownership
Direct
Footnotes
F4
FOA transaction

Class A Common Stock

Tax liability

Transaction value
Shares
-14,167
Change %
-9.9%
Price
$16.60*
Shares after
129,262
Date
01 Apr 2026
Ownership
Direct
Footnotes
F2
FOA transaction

Class A Common Stock

Sale

Transaction value
$12,472
Shares
-750
Change %
-0.58%
Price
$16.63
Shares after
128,512
Date
01 Apr 2026
Ownership
Direct
Footnotes
F5, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FOA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-13,440
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Apr 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
13,440
Exercise price
Footnotes
F1
FOA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-41,667
Change %
-50%
Price
$0.000000*
Shares after
41,667
Date
01 Apr 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
41,667
Exercise price
Footnotes
F3
FOA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-29,362
Change %
-33%
Price
$0.000000*
Shares after
58,726
Date
01 Apr 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
29,362
Exercise price
Footnotes
F4
FOA transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+72,674
Change %
Price
$0.000000*
Shares after
72,674
Date
01 Apr 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
72,674
Exercise price
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 7 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

Footnote F2

Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

Footnote F3

Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment.

Footnote F4

Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

Footnote F5

Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Footnote F6

These shares were sold in multiple transactions each at the price of $16.63.

Footnote F7

Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment.

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