Key facts
- This page summarizes Walter J. Galvin's Form 4 filing for Aegion Corp.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 19 May 2021, 18:24.
Walter J. Galvin - 17 May 2021 Form 4 Insider Report for Aegion Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 17 May 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 May 2021, 18:24:33 UTC
- Prior SEC filing
- 14 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark A. Menghini, as Attorney-in-Fact for Walter J. Galvin
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Walter J. Galvin filed Form 4 for Aegion Corp on 19 May 2021.
Change
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AEGN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -62,594
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 17 May 2021
- Ownership
- By Trust
- Footnotes
- F1, F2, F3
AEGN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -67,010
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Walter J. Galvin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.
Footnote F2
Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.
Footnote F3
Shares held by the Galvin Family Trust III, a trust for the benefit of certain members of the reporting person's immediate family.