Matthew E. Lipman - 30 Mar 2026 Form 4 Insider Report for Capstone Holding Corp. (CAPS)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: CAPS
Reported as of: 30 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Apr 2026, 18:41:21 UTC
Prior SEC filing: 03 Dec 2025
Next SEC filing: 03 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Matthew Lipman

Key filing fact

Matthew E. Lipman filed Form 4 for Capstone Holding Corp. (CAPS) on 01 Apr 2026.

Key facts

This page summarizes Matthew E. Lipman's Form 4 filing for Capstone Holding Corp. (CAPS).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 01 Apr 2026, 18:41.

Change

Previous filing in this sequence was filed on 03 Dec 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001687758 Primary reporting owner

Lipman Matthew E.

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 5141 W. 122ND STREET, ALSIP
Signature: /s/ Matthew Lipman
Signature date: 01 Apr 2026

This filing has been restated. Open the amended filing.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAPS transaction Derivative

Restricted Stock Award

Award

Transaction value
Shares: +356,250
Change %
Price: $0.6490^*
Shares after: 356,250
Date: 30 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 356,250
Exercise price: $0.000000
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The RSUs vest in full on March 30, 2029, which is the third anniversary of the March 30, 2026 grant date, subject to the Reporting Person's continued service through such vesting date.