Franco Poletti - 30 Mar 2026 Form 4 Insider Report for LivaNova PLC (LIVN)

Reporting relationship: President, Cardiopulmonary
Issuer ticker: LIVN
Reported as of: 30 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Apr 2026, 17:20:24 UTC
Prior SEC filing: 13 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Sarah K. Mohr, Attorney-in-Fact

Key filing fact

Franco Poletti filed Form 4 for LivaNova PLC (LIVN) on 01 Apr 2026.

Key facts

This page summarizes Franco Poletti's Form 4 filing for LivaNova PLC (LIVN).
6 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 01 Apr 2026, 17:20.

Change

Previous filing in this sequence was filed on 13 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002031281 Primary reporting owner

Poletti Franco

Relationship: President, Cardiopulmonary
Address: 20 EASTBOURNE TERRACE, LONDON, UNITED KINGDOM
Signature: /s/ Sarah K. Mohr, Attorney-in-Fact
Signature date: 01 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LIVN transaction

Ordinary Shares

Options Exercise

Transaction value
Shares: +3,184
Change %: +36%
Price: $0.000000^*
Shares after: 12,125
Date: 30 Mar 2026
Ownership: Direct
Footnotes: F1

LIVN transaction

Ordinary Shares

Tax liability

Transaction value
Shares: -1,370
Change %: -11%
Price: $61.27^*
Shares after: 10,755
Date: 30 Mar 2026
Ownership: Direct
Footnotes: F2

LIVN holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 219
Date: 30 Mar 2026
Ownership: By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LIVN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -171
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Mar 2026
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 171
Exercise price
Footnotes: F3, F4

LIVN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -325
Change %: -50%
Price: $0.000000^*
Shares after: 325
Date: 30 Mar 2026
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 325
Exercise price
Footnotes: F3, F5

LIVN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -558
Change %: -33%
Price: $0.000000^*
Shares after: 1,117
Date: 30 Mar 2026
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 558
Exercise price
Footnotes: F3, F6

LIVN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -2,130
Change %: -33%
Price: $0.000000^*
Shares after: 4,258
Date: 30 Mar 2026
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 2,130
Exercise price
Footnotes: F3, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Footnote F2

Shares withheld to satisfy tax liability.

Footnote F3

Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the applicable Company incentive award plan identified in the footnote for such grant and the award agreement.

Footnote F4

On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting having occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Company's 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

Footnote F5

On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting having occurred on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Company's 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

Footnote F6

On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting having occurred on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Footnote F7

On March 30, 2025, reporting person was granted RSUs subject to a three-year vesting in equal annual installments, the first vesting occurring on March 30, 2026. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the First Amended and Restated LivaNova PLC 2022 Incentive Award Plan (the First A&R 2022 Plan) and the award agreement.