James L. Robo - 17 Feb 2022 Form 4 Insider Report for NEXTERA ENERGY INC (NEE)

Reporting relationship: Chairman, President & CEO, Director, Director of Sub
Issuer ticker: NEE
Reported as of: 17 Feb 2022
Net transaction value: -$10,643,279
SEC form: 4
Accepted by SEC: 22 Feb 2022, 16:06:15 UTC
Prior SEC filing: 01 Feb 2022
Next SEC filing: 23 Feb 2022
Source filing: View source filing
Reporting owner signature: W. Scott Seeley (Attorney-in-Fact)

Key filing fact

James L. Robo filed Form 4 for NEXTERA ENERGY INC (NEE) on 22 Feb 2022.

Key facts

This page summarizes James L. Robo's Form 4 filing for NEXTERA ENERGY INC (NEE).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 22 Feb 2022, 16:06.

Change

Previous filing in this sequence was filed on 01 Feb 2022.
Current net transaction value: -$10,643,279.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEE transaction

Common Stock

Award

Transaction value: $0
Shares: +2,785
Change %: +0.23%
Price: $0.000000
Shares after: 1,212,559
Date: 17 Feb 2022
Ownership: Direct
Footnotes: F1, F2, F3

NEE transaction

Common Stock

Award

Transaction value: $0
Shares: +353,056
Change %: +29%
Price: $0.000000
Shares after: 1,565,615
Date: 17 Feb 2022
Ownership: Direct
Footnotes: F2, F3, F4

NEE transaction

Common Stock

Tax liability

Transaction value: $10,472,317
Shares: -138,927
Change %: -8.9%
Price: $75.38
Shares after: 1,426,688
Date: 17 Feb 2022
Ownership: Direct
Footnotes: F2, F3, F5

NEE transaction

Common Stock

Tax liability

Transaction value: $170,962
Shares: -2,268
Change %: -0.16%
Price: $75.38
Shares after: 1,424,420
Date: 17 Feb 2022
Ownership: Direct
Footnotes: F2, F3, F6

NEE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 430,528
Date: 17 Feb 2022
Ownership: James L. Robo Gifting Trust

NEE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 108,960
Date: 17 Feb 2022
Ownership: By Spouse

NEE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 294,200
Date: 17 Feb 2022
Ownership: Spouse's Gifting Trust

NEE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 125,168
Date: 17 Feb 2022
Ownership: 2018 Spouse's Gifting Trust

NEE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 309,256
Date: 17 Feb 2022
Ownership: By Rabbi Trust
Footnotes: F7

NEE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 19,816
Date: 17 Feb 2022
Ownership: By Retirement Savings Plan Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEE transaction Derivative

Phantom Shares

Award

Transaction value
Shares: +5,591
Change %: +4.3%
Price
Shares after: 136,176
Date: 17 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 0
Exercise price
Footnotes: F8

NEE transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +180,688
Change %
Price: $0.000000
Shares after: 180,688
Date: 17 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 180,688
Exercise price: $75.38
Footnotes: F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Restricted stock grant made pursuant to Issuer's 2021 Long Term Incentive Plan, exempt under Rule 16b-3.

Footnote F2

Includes a total of 199,760 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.

Footnote F3

Includes a total of 918,985 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.

Footnote F4

Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.

Footnote F5

Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 17, 2022 in settlement of performance share awards.

Footnote F6

Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 14, 2019, February 13, 2020 and February 11, 2021.

Footnote F7

Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.

Footnote F8

Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

Footnote F9

Options to buy 180,688 shares become exercisable in three substantially equal annual installments beginning on February 15, 2023.

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