Patrick C. Haden - 27 Mar 2026 Form 4 Insider Report for TCW STRATEGIC INCOME FUND INC (TSI)

Reporting relationship: Director
Issuer ticker: TSI
Reported as of: 27 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 30 Mar 2026, 21:53:19 UTC
Prior SEC filing: 07 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Peter Davidson, Attorney-in-Fact

Key filing fact

Patrick C. Haden filed Form 4 for TCW STRATEGIC INCOME FUND INC (TSI) on 30 Mar 2026.

Key facts

This page summarizes Patrick C. Haden's Form 4 filing for TCW STRATEGIC INCOME FUND INC (TSI).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 30 Mar 2026, 21:53.

Change

Previous filing in this sequence was filed on 07 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001183870 Primary reporting owner

HADEN PATRICK C

Relationship: Director
Address: C/O TCW INVESTMENT MANAGEMENT, COMPANY, LLC 515 SOUTH FLOWER STREET, LOS ANGELES
Signature: /s/ Peter Davidson, Attorney-in-Fact
Signature date: 30 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TSI transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: +21,430
Change %: +33%
Price: $4.47^*
Shares after: 85,722
Date: 27 Mar 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TSI transaction Derivative

Subscription Rights for Shares of Common Stock (right to buy

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -64,290
Change %: -100%
Price
Shares after: 0
Date: 27 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 21,430
Exercise price
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

Footnote F2

(Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

Footnote F3

The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

Footnote F4

(Continued from footnoote 2) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.