Mark Andrew Taylor - 19 Feb 2026 Form 4 Insider Report for CDT Equity Inc. (CDT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
30 Mar 2026, 21:23:30 UTC
Next SEC filing
23 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark Taylor

Key filing fact

Mark Andrew Taylor filed Form 4 for CDT Equity Inc. (CDT) on 30 Mar 2026.

Key facts

  • This page summarizes Mark Andrew Taylor's Form 4 filing for CDT Equity Inc. (CDT).
  • 4 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 30 Mar 2026, 21:23.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (3)

CIK 0002119432 Primary reporting owner

Taylor Mark Andrew

Relationship
10%+ Owner
Address
418 SPEARGRASS FLAT ROAD, QUEENSTOWN, NEW ZEALAND
Signature
/s/ Mark Taylor
Signature date
30 Mar 2026
CIK 0002120744

Prospect Capital Securities Ltd

Relationship
10%+ Owner
Address
LEVEL 4 16 VIADUCT HARBOUR AVENUE, AUCKLAND, NEW ZEALAND
Signature
Prospect Capital Securities Ltd, by /s/ Mark Taylor
Signature date
30 Mar 2026
CIK 0002120961

Prospect Finance Ltd

Relationship
10%+ Owner
Address
LEVEL 4 16 VIADUCT HARBOUR AVENUE, AUCKLAND, NEW ZEALAND
Signature
Prospect Finance Ltd, by /s/ Mark Taylor, Director
Signature date
30 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CDT transaction

Common Stock

Other

Transaction value
Shares
-46,902
Change %
-14%
Price
$0.000000*
Shares after
279,656
Date
19 Feb 2026
Ownership
By Prospect Finance Limited
Footnotes
F1, F2
CDT transaction

Common Stock

Other

Transaction value
Shares
-46,902
Change %
-14%
Price
$0.000000*
Shares after
279,656
Date
19 Feb 2026
Ownership
By Prospect Finance Limited
Footnotes
F1, F2
CDT transaction

Common Stock

Other

Transaction value
Shares
-46,902
Change %
-14%
Price
$0.000000*
Shares after
279,656
Date
19 Feb 2026
Ownership
By Prospect Finance Limited
Footnotes
F1, F2
CDT transaction

Common Stock

Other

Transaction value
Shares
+51,420,358
Change %
+18387%
Price
$0.000000*
Shares after
51,700,014
Date
17 Mar 2026
Ownership
By Prospect Capital Securities Limited and Prospect Finance Limited
Footnotes
F2, F3
CDT transaction

Common Stock

Other

Transaction value
Shares
+51,420,358
Change %
+18387%
Price
$0.000000*
Shares after
51,700,014
Date
17 Mar 2026
Ownership
By Prospect Capital Securities Limited and Prospect Finance Limited
Footnotes
F2, F3
CDT transaction

Common Stock

Other

Transaction value
Shares
+51,420,358
Change %
+18387%
Price
$0.000000*
Shares after
51,700,014
Date
17 Mar 2026
Ownership
By Prospect Capital Securities Limited and Prospect Finance Limited
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CDT transaction Derivative

Pre-Funded Warrants

Other

Transaction value
Shares
-9,968,931
Change %
-41%
Price
$0.000000*
Shares after
14,609,501
Date
19 Feb 2026
Ownership
By Prospect Finance Limited
Underlying class
Common Stock
Underlying amount
9,968,931
Exercise price
$0.000000
Footnotes
F1, F2, F3
CDT transaction Derivative

Pre-Funded Warrants

Other

Transaction value
Shares
-9,968,931
Change %
-41%
Price
$0.000000*
Shares after
14,609,501
Date
19 Feb 2026
Ownership
By Prospect Finance Limited
Underlying class
Common Stock
Underlying amount
9,968,931
Exercise price
$0.000000
Footnotes
F1, F2, F3
CDT transaction Derivative

Pre-Funded Warrants

Other

Transaction value
Shares
-9,968,931
Change %
-41%
Price
$0.000000*
Shares after
14,609,501
Date
19 Feb 2026
Ownership
By Prospect Finance Limited
Underlying class
Common Stock
Underlying amount
9,968,931
Exercise price
$0.000000
Footnotes
F1, F2, F3
CDT transaction Derivative

Pre-Funded Warrants

Other

Transaction value
Shares
-51,161,318
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Mar 2026
Ownership
By Prospect Capital Securities Limited and Prospect Finance Limited
Underlying class
Common Stock
Underlying amount
51,161,318
Exercise price
$0.000000
Footnotes
F1, F2, F3
CDT transaction Derivative

Pre-Funded Warrants

Other

Transaction value
Shares
-51,161,318
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Mar 2026
Ownership
By Prospect Capital Securities Limited and Prospect Finance Limited
Underlying class
Common Stock
Underlying amount
51,161,318
Exercise price
$0.000000
Footnotes
F1, F2, F3
CDT transaction Derivative

Pre-Funded Warrants

Other

Transaction value
Shares
-51,161,318
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Mar 2026
Ownership
By Prospect Capital Securities Limited and Prospect Finance Limited
Underlying class
Common Stock
Underlying amount
51,161,318
Exercise price
$0.000000
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On February 19, 2026, Prospect Finance Limited, a New Zealand company ("Prospect Finance"), transferred (i) 46,902 shares of common stock, par value $0.0001 per share (the "Common Stock"), of CDT Equity Inc. (the "Issuer"), and (ii) pre-funded warrants (the "Pre-Funded Warrants") to purchase 9,968,931 shares of Common Stock, to a third party, each for no consideration.

Footnote F2

Mark Taylor is the sole director and sole shareholder of each of Prospect Capital Securities Limited, a New Zealand company ("Prospect Capital"), and Prospect Finance. By virtue of these relationships, Mr. Taylor may be deemed to beneficially own the securities held of record by each of Prospect Capital and Prospect Finance. Mr. Taylor disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.

Footnote F3

On March 17, 2026, following the certification of the results of the Issuer's special meeting of stockholders wherein the stockholders approved the issuance of Common Stock upon the exercise of the Pre-Funded Warrants, the Pre-Funded Warrants became exercisable and Prospect Capital and Prospect Finance each exercised all of their Pre-Funded Warrants pursuant to the "cashless" exercise provision thereof and received 36,544,028 and 14,876,330 shares of Common Stock, respectively. The Pre-Funded Warrants have no expiration date and are exercisable until exercised in full.

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