Graham Purdy - 24 Mar 2026 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Reporting relationship: President and CEO, Director
Issuer ticker: TPB
Reported as of: 24 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 26 Mar 2026, 18:00:13 UTC
Prior SEC filing: 05 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Graham Purdy

Key filing fact

Graham Purdy filed Form 4 for Turning Point Brands, Inc. (TPB) on 26 Mar 2026.

Key facts

This page summarizes Graham Purdy's Form 4 filing for Turning Point Brands, Inc. (TPB).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 26 Mar 2026, 18:00.

Change

Previous filing in this sequence was filed on 05 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001794878 Primary reporting owner

Purdy Graham

Relationship: President and CEO, Director
Address: 5201 INTERCHANGE WAY, LOUISVILLE
Signature: /s/ Graham Purdy
Signature date: 26 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TPB transaction

Common Stock

Award

Transaction value
Shares: +8,638
Change %: +3.4%
Price: $86.83^*
Shares after: 265,983
Date: 24 Mar 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TPB holding Derivative

Forward contract

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 140,140
Date: 24 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reported transaction involved the reporting person's receipt of a grant of 8,638 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 27,094 restricted stock units and 238,889 shares of common stock.

Footnote F2

On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.