Ho Joon Lee - 18 Mar 2026 Form 3 Insider Report for Captivision Inc. (CAPT)

Reporting relationship: Director
Issuer ticker: CAPT
Reported as of: 18 Mar 2026
Net transaction value: $0
SEC form: 3
Accepted by SEC: 26 Mar 2026, 16:00:06 UTC
Source filing: View source filing
Reporting owner signature: /s/ Ho Joon Lee

Key filing fact

Ho Joon Lee filed Form 3 for Captivision Inc. (CAPT) on 26 Mar 2026.

Key facts

This page summarizes Ho Joon Lee's Form 3 filing for Captivision Inc. (CAPT).
0 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 26 Mar 2026, 16:00.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0002000989 Primary reporting owner

Lee Ho Joon

Relationship: Director
Address: C/O CAPTIVISION INC. 298-42 CHUNG-BUK, CHUNGANG-RO CHUNG-BUK, PYEONG-TAEK, GYOUNGGI, KOREA, REPUBLIC OF
Signature: /s/ Ho Joon Lee
Signature date: 26 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAPT holding

ORDINARY SHARES

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 42,213
Date: 18 Mar 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAPT holding Derivative

OPTION TO PURCHASE

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 18 Mar 2026
Ownership: Direct
Underlying class: ORDINARY SHARES
Underlying amount: 32,032
Exercise price: $4.84
Footnotes: F1

CAPT holding Derivative

RESTRICTED STOCK RIGHT

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 18 Mar 2026
Ownership: Direct
Underlying class: ORDINARY SHARES
Underlying amount: 666,667
Exercise price
Footnotes: F2, F3

CAPT holding Derivative

RESTRICTED STOCK RIGHT

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 18 Mar 2026
Ownership: Direct
Underlying class: ORDINARY SHARES
Underlying amount: 666,667
Exercise price
Footnotes: F2, F4

CAPT holding Derivative

RESTRICTED STOCK RIGHT

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 18 Mar 2026
Ownership: Direct
Underlying class: ORDINARY SHARES
Underlying amount: 666,667
Exercise price
Footnotes: F2, F5

CAPT holding Derivative

FOUNDER WARRANTS

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 18 Mar 2026
Ownership: Direct
Underlying class: ORDINARY SHARES
Underlying amount: 711,747
Exercise price: $11.50

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

In connection with the Issuer's business combination, the Reporting Person's stock options in Captivision Korea Inc. were converted into vested options to acquire 32,032 Ordinary Shares of the Issuer.

Footnote F2

Each restricted stock right ("RSR") represents a contingent right to receive an equal number of Ordinary Shares upon vesting.

Footnote F3

666,666.67 RSRs were granted to the Reporting Person on March 2, 2023. The RSRs will vest and be settled if, from November 15, 2023 to November 15, 2026 (the "Earnout Period"), the daily volume weighted average price ("VWAP") of the Ordinary Shares is greater than or equal to $12.00 for any twenty trading days within any thirty consecutive trading period.

Footnote F4

666,666.67 RSRs were granted to the Reporting Person on March 2, 2023. The RSRs will vest and be settled if, during the Earnout Period, the daily VWAP of the Ordinary Shares is greater than or equal to $14.00 for any twenty trading days within any thirty consecutive trading day period.

Footnote F5

666,666.67 RSRs were granted to the Reporting Person on March 2, 2023. The RSRs will vest and be settled if, during the Earnout Period, the daily VWAP of the Ordinary Shares is greater than or equal to $16.00 for any twenty trading days within any thirty consecutive trading day period

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