Key facts
- This page summarizes Shiva Iyer's Form 3 filing for PennyMac Financial Services, Inc. (PFSI).
- 0 reported transactions and 9 derivative rows are listed below.
- Accepted by SEC: 25 Mar 2026, 18:29.
Shiva Iyer - 16 Mar 2026 Form 3 Insider Report for PennyMac Financial Services, Inc. (PFSI)
- Reporting relationship
- Chief Enterprise Risk Officer
- Issuer ticker
- PFSI
- Reported as of
- 16 Mar 2026
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 25 Mar 2026, 18:29:17 UTC
- Prior SEC filing
- 19 Mar 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Derek W. Stark, attorney-in-fact for Mr. Iyer
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Shiva Iyer filed Form 3 for PennyMac Financial Services, Inc. (PFSI) on 25 Mar 2026.
Change
- Previous filing in this sequence was filed on 19 Mar 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reporting Owners (1)
CIK 0002121675
Primary reporting owner
Iyer Shiva
- Relationship
- Chief Enterprise Risk Officer
- Address
- C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE
- Signature
- /s/ Derek W. Stark, attorney-in-fact for Mr. Iyer
- Signature date
- 25 Mar 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PFSI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,671
- Date
- 16 Mar 2026
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PFSI
holding
Derivative
Deferred Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 976
- Exercise price
- Footnotes
- F2
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,758
- Exercise price
- $101.76
- Footnotes
- F3
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,561
- Exercise price
- $24.40
- Footnotes
- F4
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,451
- Exercise price
- $57.10
- Footnotes
- F5
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,695
- Exercise price
- $58.85
- Footnotes
- F6
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,402
- Exercise price
- $59.68
- Footnotes
- F7
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,572
- Exercise price
- $60.74
- Footnotes
- F8
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,913
- Exercise price
- $84.93
- Footnotes
- F9
PFSI
holding
Derivative
Nonstatutory Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Mar 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,858
- Exercise price
- $91.49
- Footnotes
- F10
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 10 footnotes
Footnote F1
The reported amount consists of 3,150 restricted stock units and 11,521 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Footnote F2
Each share of Deferred Unit, pursuant to the Company's Executive Deferred Compensation Plan, represents a right to receive one share of Common Stock. The Deferred Units become payable upon the Reporting Person's termination of employment with the Company.
Footnote F3
This nonstatutory stock option to purchase 3,758 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
Footnote F4
This nonstatutory stock option to purchase 2,561 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
Footnote F5
This nonstatutory stock option to purchase 7,451 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
Footnote F6
This nonstatutory stock option to purchase 3,695 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
Footnote F7
This nonstatutory stock option to purchase 5,402 shares of Common Stock of the Issuer is full vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
Footnote F8
This nonstatutory stock option to purchase 2,572 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
Footnote F9
This nonstatutory stock option to purchase 1,913 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each date.
Footnote F10
This nonstatutory stock option to purchase 4,858 shares of Common Stock of Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.