Amy Koenig - 31 Mar 2022 Form 4 Insider Report for DAKOTA TERRITORY RESOURCE CORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Apr 2022, 21:16:37 UTC
Prior SEC filing
15 Sep 2021
Next SEC filing
07 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Cherniak, as attorney-in-fact for Amy Koenig

Key filing fact

Amy Koenig filed Form 4 for DAKOTA TERRITORY RESOURCE CORP on 04 Apr 2022.

Key facts

  • This page summarizes Amy Koenig's Form 4 filing for DAKOTA TERRITORY RESOURCE CORP.
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 04 Apr 2022, 21:16.

Change

  • Previous filing in this sequence was filed on 15 Sep 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DTRC transaction Derivative

Stock Options

Disposed to Issuer

Transaction value
Shares
-100,000
Change %
-100%
Price
Shares after
0
Date
31 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$5.09
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Amy Koenig is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

Footnote F2

The options vest one-third on September 13, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.

Footnote F3

Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

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