Kong Phan - 17 Mar 2026 Form 4 Insider Report for Confluent, Inc. (CFLT)

Reporting relationship: Chief Accounting Officer
Issuer ticker: CFLT
Reported as of: 17 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Mar 2026, 18:00:23 UTC
Prior SEC filing: 09 Mar 2026
Next SEC filing: 15 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Weilyn Wood, Attorney-in-Fact

Key filing fact

Kong Phan filed Form 4 for Confluent, Inc. (CFLT) on 19 Mar 2026.

Key facts

This page summarizes Kong Phan's Form 4 filing for Confluent, Inc. (CFLT).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 19 Mar 2026, 18:00.

Change

Previous filing in this sequence was filed on 09 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002037243 Primary reporting owner

Phan Kong

Relationship: Chief Accounting Officer
Address: C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW
Signature: /s/ Weilyn Wood, Attorney-in-Fact
Signature date: 19 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CFLT transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -149,758
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F1

CFLT transaction

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares: -96,078
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CFLT transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares: -11,103
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,103
Exercise price: $4.71
Footnotes: F3

CFLT transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares: -21,623
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 21,623
Exercise price: $15.68
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kong Phan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation ("IBM") and Corvo Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

Footnote F2

Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 12,031 shares of IBM common stock.

Footnote F3

The shares subject to the option are fully vested and immediately exercisable. Pursuant to the Merger Agreement, the option was canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the total number of shares of Issuer common stock covered by such option immediately prior to the Effective Time (as defined in the Merger Agreement) multiplied by (b) the excess of (1) the Per Share Price over (2) the per share exercise price of such option.