Lara Caimi - 17 Mar 2026 Form 4 Insider Report for Confluent, Inc. (CFLT)

Reporting relationship: Director
Issuer ticker: CFLT
Reported as of: 17 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Mar 2026, 18:00:07 UTC
Prior SEC filing: 12 Dec 2025
Next SEC filing: 26 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Weilyn Wood, Attorney-in-Fact

Key filing fact

Lara Caimi filed Form 4 for Confluent, Inc. (CFLT) on 19 Mar 2026.

Key facts

This page summarizes Lara Caimi's Form 4 filing for Confluent, Inc. (CFLT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 19 Mar 2026, 18:00.

Change

Previous filing in this sequence was filed on 12 Dec 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001868796 Primary reporting owner

Caimi Lara

Relationship: Director
Address: C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW
Signature: /s/ Weilyn Wood, Attorney-in-Fact
Signature date: 19 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CFLT transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -3,222
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F1

CFLT transaction

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares: -8,302
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CFLT transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
Shares: -186,107
Change %: -100%
Price
Shares after: 0
Date: 17 Mar 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 186,107
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Lara Caimi is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

Footnote F2

Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.

Footnote F3

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

Footnote F4

Pursuant to the Merger Agreement, each share of Issuer Class B Common Stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.