Tracy D. Daw - 17 Mar 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Reporting relationship: CHIEF LEGAL OFFICER
Issuer ticker: FNKO
Reported as of: 17 Mar 2026
Net transaction value: -$46,656
SEC form: 4
Accepted by SEC: 19 Mar 2026, 17:59:43 UTC
Prior SEC filing: 16 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Tracy D. Daw

Key filing fact

Tracy D. Daw filed Form 4 for Funko, Inc. (FNKO) on 19 Mar 2026.

Key facts

This page summarizes Tracy D. Daw's Form 4 filing for Funko, Inc. (FNKO).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 19 Mar 2026, 17:59.

Change

Previous filing in this sequence was filed on 16 Mar 2026.
Current net transaction value: -$46,656.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001501098 Primary reporting owner

Daw Tracy D

Relationship: CHIEF LEGAL OFFICER
Address: C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT
Signature: /s/ Tracy D. Daw
Signature date: 19 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value: $46,656
Shares: -12,793
Change %: -21%
Price: $3.65
Shares after: 47,016
Date: 18 Mar 2026
Ownership: Direct
Footnotes: F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +123,750
Change %
Price: $0.000000^*
Shares after: 123,750
Date: 17 Mar 2026
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 123,750
Exercise price
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 11, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F3

The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Footnote F4

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F5

The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.