Ling Ngai Lok - 18 Mar 2026 Form 3 Insider Report for Solowin Holdings, Ltd. (AXG)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
18 Mar 2026, 08:02:48 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ling Ngai Lok

Key filing fact

Ling Ngai Lok filed Form 3 for Solowin Holdings, Ltd. (AXG) on 18 Mar 2026.

Key facts

  • This page summarizes Ling Ngai Lok's Form 3 filing for Solowin Holdings, Ltd. (AXG).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 18 Mar 2026, 08:02.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0002120807 Primary reporting owner

Lok Ling Ngai

Relationship
CEO and Chairman, Director, 10%+ Owner
Address
C/O SOLOWIN HOLDINGS, 33 CANTON ROAD, TSIM SHA TSUI, KOWLOON, HONG KONG, HONG KONG
Signature
/s/ Ling Ngai Lok
Signature date
18 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXG holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,331,598
Date
18 Mar 2026
Ownership
By VAST SPACE LIMITED
Footnotes
F1
AXG holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,331,599
Date
18 Mar 2026
Ownership
By WELL INSIGHT LIMITED
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXG holding Derivative

Class B Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
18 Mar 2026
Ownership
By Gemini Asia Holdings Limited
Underlying class
Class A Ordinary Shares
Underlying amount
4,080,000
Exercise price
Footnotes
F3, F4, F5
AXG holding Derivative

Class B Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
18 Mar 2026
Ownership
By VAST SPACE LIMITED
Underlying class
Class A Ordinary Shares
Underlying amount
23,331,599
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Ling Ngai Lok is the sole director and sole shareholder of VAST SPACE LIMITED, and has sole voting and investment power over the shares held by VAST SPACE LIMITED.

Footnote F2

Ling Ngai Lok is the sole director of WELL INSIGHT LIMITED. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Footnote F3

Each Class B Ordinary Share is convertible into one Class A Ordinary Share of the Issuer at any time, at the election of the holder or automatically upon certain transfers, whether or not for value.

Footnote F4

A holder's Class B Ordinary Shares convert automatically upon certain transfers and may be subject to mandatory conversion into Class A Ordinary Shares upon the occurrence of certain events described in the Issuer's Second Amended and Restated Memorandum and Articles of Association.

Footnote F5

Ling Ngai Lok is the sole director and sole shareholder of Gemini Asia Holdings Limited, and has sole voting and investment power over the shares held by Gemini Asia Holdings Limited.

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