Key facts
- This page summarizes Zalupski Patrick O's Form 4 filing for Dream Finders Homes, Inc. (DFH).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 17 Mar 2026, 17:10.
Zalupski Patrick O - 16 Mar 2026 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)
- Reporting relationship
- President and CEO, Director, 10%+ Owner
- Issuer ticker
- DFH
- Reported as of
- 16 Mar 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Mar 2026, 17:10:35 UTC
- Prior SEC filing
- 09 Mar 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert E. Riva by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Zalupski Patrick O filed Form 4 for Dream Finders Homes, Inc. (DFH) on 17 Mar 2026.
Change
- Previous filing in this sequence was filed on 09 Mar 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001841163
Primary reporting owner
Zalupski Patrick O.
- Relationship
- President and CEO, Director, 10%+ Owner
- Address
- 14701 PHILIPS HIGHWAY, SUITE 300, JACKSONVILLE
- Signature
- /s/ Robert E. Riva by Power of Attorney
- Signature date
- 17 Mar 2026
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DFH
transaction
Derivative
Prepaid Variable Forward Sale Contract
Other
- Transaction value
- Shares
- +1,000,000
- Change %
- Price
- Shares after
- 1,000,000
- Date
- 16 Mar 2026
- Ownership
- Owned by POZ BR, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- Footnotes
- F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.
Footnote F2
The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;
Footnote F3
(Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.
Footnote F4
In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million.
Footnote F5
Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC.