Ladd Robert T. - 13 Mar 2026 Form 4 Insider Report for Stellus Capital Investment Corp (SCM)

Reporting relationship: President and CEO, Director
Issuer ticker: SCM
Reported as of: 13 Mar 2026
Net transaction value: +$318,865
SEC form: 4
Accepted by SEC: 17 Mar 2026, 17:08:44 UTC
Prior SEC filing: 18 Dec 2025
Next SEC filing: 21 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ W. Todd Huskinson, attorney-in-fact

Key filing fact

Ladd Robert T. filed Form 4 for Stellus Capital Investment Corp (SCM) on 17 Mar 2026.

Key facts

This page summarizes Ladd Robert T.'s Form 4 filing for Stellus Capital Investment Corp (SCM).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 Mar 2026, 17:08.

Change

Previous filing in this sequence was filed on 18 Dec 2025.
Current net transaction value: +$318,865.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001561515 Primary reporting owner

Ladd Robert T.

Relationship: President and CEO, Director
Address: C/O STELLUS CAPITAL INVESTMENT CORP, 4400 POST OAK PARKWAY, SUITE 2200, HOUSTON
Signature: /s/ W. Todd Huskinson, attorney-in-fact
Signature date: 17 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCM transaction

Common Stock

Purchase

Transaction value: $304,500
Shares: +35,000
Change %: +5.5%
Price: $8.70
Shares after: 667,935
Date: 13 Mar 2026
Ownership: Direct
Footnotes: F1, F2

SCM transaction

Common Stock

Purchase

Transaction value: $14,365
Shares: +1,700
Change %: +0.25%
Price: $8.45
Shares after: 669,635
Date: 16 Mar 2026
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Footnote F2

Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.