Kathleen M. Caracciolo - 12 Mar 2026 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Mar 2026, 17:17:21 UTC
Prior SEC filing
20 May 2025
Next SEC filing
18 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lewis A. Fanger, Attorney-in-Fact

Key filing fact

Kathleen M. Caracciolo filed Form 4 for FULL HOUSE RESORTS INC (FLL) on 16 Mar 2026.

Key facts

  • This page summarizes Kathleen M. Caracciolo's Form 4 filing for FULL HOUSE RESORTS INC (FLL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Mar 2026, 17:17.

Change

  • Previous filing in this sequence was filed on 20 May 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001394884 Primary reporting owner

Caracciolo Kathleen M

Relationship
Director
Address
C/O FULL HOUSE RESORTS, INC., 1980 FESTIVAL PLAZA DRIVE, SUITE 680, LAS VEGAS
Signature
/s/ Lewis A. Fanger, Attorney-in-Fact
Signature date
16 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLL transaction

Common Stock

Options Exercise

Transaction value
Shares
+5,888
Change %
+9.6%
Price
$1.70*
Shares after
67,321
Date
12 Mar 2026
Ownership
Direct
FLL transaction

Common Stock

Tax liability

Transaction value
Shares
-3,694
Change %
-5.5%
Price
$2.71*
Shares after
63,627
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLL transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-5,888
Change %
-100%
Price
$0.000000*
Shares after
0
Date
12 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,888
Exercise price
$1.70
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options.

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