(FTK)

Reporting relationship: 10%+ Owner
Issuer ticker: FTK
Reported as of: 13 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Mar 2026, 16:15:08 UTC
Prior SEC filing: 08 May 2025
Next SEC filing: 15 Sep 2026
Source filing: View source filing
Reporting owner signature: ProFrac GDM, LLC, By: Steven Scrogham, Corporate Secretary

Key filing fact

ProFrac GDM, LLC filed Form 4 for FLOTEK INDUSTRIES INC/CN/ (FTK) on 16 Mar 2026.

Key facts

This page summarizes ProFrac GDM, LLC's Form 4 filing for FLOTEK INDUSTRIES INC/CN/ (FTK).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Mar 2026, 16:15.

Change

Previous filing in this sequence was filed on 08 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002067153 Primary reporting owner

ProFrac GDM, LLC

Relationship: 10%+ Owner
Address: 333 SHOPS BLVD, SUITE 301, WILLOW PARK
Signature: ProFrac GDM, LLC, By: Steven Scrogham, Corporate Secretary
Signature date: 16 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FTK transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: +6,000,000
Change %
Price: $0.000100^*
Shares after: 6,000,000
Date: 13 Mar 2026
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FTK transaction Derivative

Warrants (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -6,000,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 13 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,000,000
Exercise price: $0.000100
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On March 13, 2026, ProFrac GDM, LLC ("ProFrac GDM") exercised the Warrant, which resulted in an issuance of 6,000,000 shares of Common Stock to ProFrac GDM upon conversion of the Warrant. The Issuer's common stockholders have approved the issuance of the Common Stock underlying the Warrant.

Footnote F2

On April 28, 2025, pursuant to an Asset Purchase Agreement, dated as of April 28, 2025, by and among ProFrac GDM, PubCo, the Issuer, PWRTEK, LLC, a Texas limited liability company and subsidiary of the Issuer ("PWRTEK"), and the other parties named therein, the Issuer issued a warrant to ProFrac GDM to purchase 6,000,000 shares of the Issuer's Common Stock at an exercise price equal to $0.0001 per share (the "Warrant") as partial consideration for the sale of certain assets by ProFrac GDM to PWRTEK.