Franco Poletti - 11 Mar 2026 Form 4 Insider Report for LivaNova PLC (LIVN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Mar 2026, 17:25:31 UTC
Prior SEC filing
17 Dec 2025
Next SEC filing
01 Apr 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sarah K. Mohr, Attorney-in-Fact

Key filing fact

Franco Poletti filed Form 4 for LivaNova PLC (LIVN) on 13 Mar 2026.

Key facts

  • This page summarizes Franco Poletti's Form 4 filing for LivaNova PLC (LIVN).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Mar 2026, 17:25.

Change

  • Previous filing in this sequence was filed on 17 Dec 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002031281 Primary reporting owner

Poletti Franco

Relationship
President, Cardiopulmonary
Address
20 EASTBOURNE TERRACE, LONDON, UNITED KINGDOM
Signature
/s/ Sarah K. Mohr, Attorney-in-Fact
Signature date
13 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LIVN transaction

Ordinary Shares

Options Exercise

Transaction value
Shares
+2,140
Change %
+24%
Price
$57.60*
Shares after
10,990
Date
11 Mar 2026
Ownership
Direct
LIVN transaction

Ordinary Shares

Tax liability

Transaction value
Shares
-1,980
Change %
-18%
Price
$62.26*
Shares after
9,010
Date
11 Mar 2026
Ownership
Direct
Footnotes
F1
LIVN transaction

Ordinary Shares

Tax liability

Transaction value
Shares
-69
Change %
-0.77%
Price
$62.26*
Shares after
8,941
Date
11 Mar 2026
Ownership
Direct
Footnotes
F2
LIVN holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
219
Date
11 Mar 2026
Ownership
By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LIVN transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
Shares
-2,140
Change %
-100%
Price
$0.000000*
Shares after
0
Date
11 Mar 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
2,140
Exercise price
$57.60
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares withheld for stock appreciation right ("SAR") base price settlement.

Footnote F2

Shares withheld to satisfy tax liability.

Footnote F3

Reporting person was granted SARs on March 11, 2016 that vested in four equal annual installments beginning March 11, 2017 under the LivaNova PLC 2015 Incentive Award Plan and were automatically exercised upon their March 11, 2026 expiration date.

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