Steven Chu - 10 Mar 2026 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Mar 2026, 19:25:27 UTC
Prior SEC filing
17 Jun 2025
Next SEC filing
16 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ricardo C. Rodriguez, attorney-in-fact on behalf of Steven Chu

Key filing fact

Steven Chu filed Form 4 for Amprius Technologies, Inc. (AMPX) on 12 Mar 2026.

Key facts

  • This page summarizes Steven Chu's Form 4 filing for Amprius Technologies, Inc. (AMPX).
  • 10 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 12 Mar 2026, 19:25.

Change

  • Previous filing in this sequence was filed on 17 Jun 2025.
  • Current net transaction value: -$5,863,984.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001296381 Primary reporting owner

Chu Steven

Relationship
Director
Address
C/O AMPRIUS TECHNOLOGIES, INC.,, 1180 PAGE AVENUE, FREMONT
Signature
/s/ Ricardo C. Rodriguez, attorney-in-fact on behalf of Steven Chu
Signature date
12 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPX transaction

Common stock

Options Exercise

Transaction value
Shares
+104,132
Change %
+55%
Price
$0.6200*
Shares after
293,971
Date
10 Mar 2026
Ownership
Direct
Footnotes
F1
AMPX transaction

Common stock

Sale

Transaction value
$2,985,429
Shares
-166,632
Change %
-57%
Price
$17.92
Shares after
127,339
Date
10 Mar 2026
Ownership
Direct
Footnotes
F1, F2
AMPX transaction

Common stock

Options Exercise

Transaction value
Shares
+86,143
Change %
+68%
Price
$2.61*
Shares after
213,482
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1
AMPX transaction

Common stock

Options Exercise

Transaction value
Shares
+69,422
Change %
+33%
Price
$0.6200*
Shares after
282,904
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1
AMPX transaction

Common stock

Sale

Transaction value
$1,864,670
Shares
-100,000
Change %
-35%
Price
$18.65
Shares after
182,904
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1, F3
AMPX transaction

Common stock

Sale

Transaction value
$910,740
Shares
-50,000
Change %
-27%
Price
$18.21
Shares after
132,904
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1, F4
AMPX transaction

Common stock

Sale

Transaction value
$103,145
Shares
-5,565
Change %
-4.2%
Price
$18.53
Shares after
127,339
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMPX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-104,132
Change %
-60%
Price
$0.6200*
Shares after
69,422
Date
10 Mar 2026
Ownership
Direct
Underlying class
Common stock
Underlying amount
104,132
Exercise price
$0.6200
AMPX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-86,143
Change %
-32%
Price
$2.61*
Shares after
184,108
Date
12 Mar 2026
Ownership
Direct
Underlying class
Common stock
Underlying amount
86,143
Exercise price
$2.61
AMPX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-69,422
Change %
-100%
Price
$0.6200*
Shares after
0
Date
12 Mar 2026
Ownership
Direct
Underlying class
Common stock
Underlying amount
69,422
Exercise price
$0.6200
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Footnote F2

The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F3

The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.60 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F4

The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F5

The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC remarks

Exhibit 24-Power of Attorney

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