Key facts
- This page summarizes Yan Li's Form 3 filing for Niu Technologies (NIU).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 06 Mar 2026, 08:01.
Yan Li - 06 Mar 2026 Form 3 Insider Report for Niu Technologies (NIU)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- NIU
- Reported as of
- 06 Mar 2026
- Net transaction value
- $0
- Reporting owner signature
- /s/ Yan Li
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Yan Li filed Form 3 for Niu Technologies (NIU) on 06 Mar 2026.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reporting Owners (1)
CIK 0001968551
Primary reporting owner
Li Yan
- Relationship
- Chief Executive Officer, Director
- Address
- 23F BUILDING C RONGXIN TECHNOLOGY CENTER, NO. 34 CHUANGYUAN ROAD CHAOYANG DISTRICT, BEIJING, CHINA
- Signature
- /s/ Yan Li
- Signature date
- 06 Mar 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NIU
holding
American depositary shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 292,500
- Date
- 06 Mar 2026
- Ownership
- Direct
- Footnotes
- F1
NIU
holding
Class B ordinary shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,615,000
- Date
- 06 Mar 2026
- Ownership
- Held by ELLY Holdings Limited, a BVI business company owned by the reporting person and his spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NIU
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 06 Mar 2026
- Ownership
- Direct
- Underlying class
- Class A ordinary shares
- Underlying amount
- 930,000
- Exercise price
- $3.42
- Footnotes
- F2
NIU
holding
Derivative
Restricted share units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 06 Mar 2026
- Ownership
- Direct
- Underlying class
- Class A ordinary shares
- Underlying amount
- 1,125,000
- Exercise price
- Footnotes
- F3, F4
NIU
holding
Derivative
Restricted share units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 06 Mar 2026
- Ownership
- Direct
- Underlying class
- Class A ordinary shares
- Underlying amount
- 1,000,000
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each American depositary share ("ADS") represents two (2) Class A ordinary shares, with a par value of US$0.0001 per share, of Niu Technologies (the "Company").
Footnote F2
The 930,000 options were granted to the reporting person pursuant to the Company's 2018 Share Incentive Plan (the "2018 Plan") on August 1, 2019, and have been fully vested.
Footnote F3
The 1,125,000 unvested RSUs were granted to the reporting person pursuant to the 2018 Plan on January 10, 2025, and will vest in three equal annual installments of 375,000 RSUs each on January 10, 2027, January 10, 2028 and January 10, 2029, respectively.
Footnote F4
Each RSU represents the contingent right to receive one (1) Class A ordinary shares of the Company upon vesting.
Footnote F5
The 1,000,000 unvested RSUs were granted to the reporting person pursuant to the 2018 Plan on January 20, 2026, and will vest in four equal annual installments of 250,000 RSUs each on January 20, 2027, January 20, 2028, January 20, 2029 and January 20, 2030, respectively.