Lucio A. Noto - 31 Mar 2023 Form 4 Insider Report for Philip Morris International Inc. (PM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Apr 2023, 16:52:33 UTC
Prior SEC filing
04 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Darlene Quashie Henry, Attorney-In-Fact

Key filing fact

Lucio A. Noto filed Form 4 for Philip Morris International Inc. (PM) on 04 Apr 2023.

Key facts

  • This page summarizes Lucio A. Noto's Form 4 filing for Philip Morris International Inc. (PM).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 04 Apr 2023, 16:52.

Change

  • Previous filing in this sequence was filed on 04 Jan 2023.
  • Current net transaction value: +$48,707.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
90,820
Date
31 Mar 2023
Ownership
Direct
Footnotes
F1
PM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,196
Date
31 Mar 2023
Ownership
By Trust
Footnotes
F2
PM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,085
Date
31 Mar 2023
Ownership
By Spouse
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PM transaction Derivative

Phantom Stock Units

Award

Transaction value
$48,707
Shares
+502
Change %
+0.38%
Price
$97.02
Shares after
133,248
Date
31 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
502
Exercise price
Footnotes
F4, F5, F6, F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Footnote F2

Shares held by the reporting person in a revocable trust for the benefit of the reporting person.

Footnote F3

The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F4

Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

Footnote F5

Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Footnote F6

These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

Footnote F7

The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.

Footnote F8

Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

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