Key facts
- This page summarizes Cathleen Black's Form 4 filing for PubMatic, Inc. (PUBM).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2023, 16:27.
Cathleen Black - 31 May 2023 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- Director
- Issuer ticker
- PUBM
- Reported as of
- 31 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2023, 16:27:51 UTC
- Prior SEC filing
- 03 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew Woods, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Cathleen Black filed Form 4 for PubMatic, Inc. (PUBM) on 02 Jun 2023.
Change
- Previous filing in this sequence was filed on 03 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- +9,062
- Change %
- +229%
- Price
- $0.000000
- Shares after
- 13,014
- Date
- 31 May 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +9,971
- Change %
- Price
- $0.000000
- Shares after
- 9,971
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,971
- Exercise price
- Footnotes
- F1, F2, F3
PUBM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -9,062
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,062
- Exercise price
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
Footnote F2
The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2024, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer.
Footnote F3
RSUs do not expire; they either vest are are cancelled prior to vesting date.
Footnote F4
The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer.