David Edward Glazek - 02 Mar 2026 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Reporting relationship: Executive Chairman, Director
Issuer ticker: TPB
Reported as of: 02 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Mar 2026, 21:57:34 UTC
Prior SEC filing: 03 Mar 2026
Next SEC filing: 11 May 2026
Source filing: View source filing
Reporting owner signature: /s/ David Glazek

Key filing fact

David Edward Glazek filed Form 4 for Turning Point Brands, Inc. (TPB) on 04 Mar 2026.

Key facts

This page summarizes David Edward Glazek's Form 4 filing for Turning Point Brands, Inc. (TPB).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 04 Mar 2026, 21:57.

Change

Previous filing in this sequence was filed on 03 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001616437 Primary reporting owner

Glazek David Edward

Relationship: Executive Chairman, Director
Address: 5201 INTERCHANGE WAY, LOUISVILLE
Signature: /s/ David Glazek
Signature date: 04 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TPB transaction

Common Stock

Award

Transaction value
Shares: +28,921
Change %: +23%
Price: $108.51^*
Shares after: 156,004
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F1

TPB transaction

Common Stock

Award

Transaction value
Shares: +4,412
Change %: +2.8%
Price: $108.51^*
Shares after: 160,416
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F2

TPB transaction

Common Stock

Award

Transaction value
Shares: +1,663
Change %: +1%
Price: $108.51^*
Shares after: 162,079
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F3

TPB transaction

Common Stock

Tax liability

Transaction value
Shares: -2,075
Change %: -1.3%
Price: $108.51^*
Shares after: 160,004
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F4

TPB transaction

Common Stock

Award

Transaction value
Shares: +4,535
Change %: +2.8%
Price: $107.57^*
Shares after: 164,539
Date: 03 Mar 2026
Ownership: Direct
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TPB transaction Derivative

Forward contract

Other

Transaction value
Shares: +78,000
Change %
Price
Shares after: 78,000
Date: 19 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 78,000
Exercise price
Footnotes: F7, F8

TPB holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 54,289
Date: 02 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 54,289
Exercise price: $27.19
Footnotes: F6

TPB holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 47,519
Date: 02 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 47,519
Exercise price: $20.71
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 120,048 shares of common stock.

Footnote F2

Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 124,460 shares of common stock.

Footnote F3

Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 126,123 shares of common stock.

Footnote F4

The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 124,048 shares of common stock.

Footnote F5

The reported transaction involved the reporting person's receipt of a grant of 4,535 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 40,491 restricted stock units and 124,048 shares of common stock (this includes 60,364 shares of common stock deferred into the Company Non-Qualified Deferred Plan, which will be settled in accordance with the terms thereof).

Footnote F6

Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan.

Footnote F7

On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

Footnote F8

On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.