Third Rock Ventures III, L.P. - 06 May 2021 Form 4 Insider Report for Nurix Therapeutics, Inc. (NRIX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 May 2021, 16:41:16 UTC
Next SEC filing
24 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kevin Gillis, Chief Operating Officer of TRV GP III, LLC, general partner of Third Rock Ventures GP III, L.P., general partner of Third Rock Ventures III, L.P.

Key filing fact

Third Rock Ventures III, L.P. filed Form 4 for Nurix Therapeutics, Inc. (NRIX) on 10 May 2021.

Key facts

  • This page summarizes Third Rock Ventures III, L.P.'s Form 4 filing for Nurix Therapeutics, Inc. (NRIX).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 10 May 2021, 16:41.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NRIX transaction

Common Stock

Other

Transaction value
Shares
-1,085,784
Change %
-24%
Price
Shares after
3,422,549
Date
06 May 2021
Ownership
Direct
Footnotes
F1, F2
NRIX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
78,118
Date
06 May 2021
Ownership
See footnote
Footnotes
F3
NRIX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,677
Date
06 May 2021
Ownership
See footnote
Footnotes
F4
NRIX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
86,798
Date
06 May 2021
Ownership
See footnote
Footnotes
F5
NRIX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
86,799
Date
06 May 2021
Ownership
See footnote
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Pursuant to a 10b5-1 trading plan adopted on October 29, 2020 by Third Rock Ventures III, L.P. ("TRV III"), TRV III distributed for no consideration, 1,085,784 shares of Common Stock of the Issuer (the "Shares") on May 6, 2021 to its limited partners and to Third Rock Ventures GP III, L.P. ("TRV GP III"), the general partner of TRV III, representing each such partner's pro rata interest in such Shares. On the same date, TRV GP III distributed, for no consideration, the Shares it received in the distribution by TRV III to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Footnote F2

These shares are directly held by TRV III. The general partner of TRV III is TRV GP III. The general partner of TRV GP III is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.

Footnote F3

The shares are directly held by Levin. Includes Shares received in the distributions described in footnote (1) above.

Footnote F4

The shares are directly held by Levin Family 2014 Irrevocable Trust. Includes Shares received in the distributions described in footnote (1) above.

Footnote F5

The shares are directly held by Starr. Includes Shares received in the distributions described in footnote (1) above.

Footnote F6

The shares are directly held by Tepper. Includes Shares received in the distributions described in footnote (1) above.

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