STEIN MICHAEL A - 04 Feb 2022 Form 4 Insider Report for APARTMENT INVESTMENT & MANAGEMENT CO (AIV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Feb 2022, 18:02:32 UTC
Prior SEC filing
07 May 2021
Next SEC filing
09 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Michael A. Stein

Key filing fact

STEIN MICHAEL A filed Form 4 for APARTMENT INVESTMENT & MANAGEMENT CO (AIV) on 07 Feb 2022.

Key facts

  • This page summarizes STEIN MICHAEL A's Form 4 filing for APARTMENT INVESTMENT & MANAGEMENT CO (AIV).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 07 Feb 2022, 18:02.

Change

  • Previous filing in this sequence was filed on 07 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AIV transaction Derivative

LTIP Units of Aimco OP L.P.

Award

Transaction value
Shares
+7,995
Change %
Price
Shares after
7,995
Date
04 Feb 2022
Ownership
Direct
Underlying class
Partnership Common Units
Underlying amount
7,995
Exercise price
Footnotes
F1, F2, F3
AIV transaction Derivative

LTIP II Units of Aimco OP L.P.

Award

Transaction value
Shares
+41,354
Change %
Price
Shares after
41,354
Date
04 Feb 2022
Ownership
Direct
Underlying class
Partnership Common Units
Underlying amount
41,354
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

Footnote F2

Award for director compensation; price column not applicable.

Footnote F3

The LTIP Units do not expire.

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